{
  "crd_number": 151721,
  "slug": "trinity-portfolio-advisors-llc-southlake-tx-151721",
  "primary_business_name": "TRINITY PORTFOLIO ADVISORS, LLC",
  "legal_name": "TRINITY PORTFOLIO ADVISORS, LLC",
  "dbas": [
    "CHARIS MULTI FAMILY OFFICE",
    "ESTRADA WEBB & ASSOCIATES",
    "FERGUSON OBERST WEALTH MANAGEMENT",
    "TRINITY LS INVESTMENTS, LLC"
  ],
  "city": "Southlake",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-10-21",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-07-17",
  "carried_forward": false,
  "raum_total": 530536813.0,
  "raum_discretionary": 459024490.0,
  "raum_non_discretionary": 71512323.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 13,
  "advisory_employees": 9,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 900000.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 98924607.0,
      "count": 441
    },
    "pension_profit_sharing": {
      "raum": 70612323.0,
      "count": 82
    },
    "high_net_worth_individuals": {
      "raum": 360099883.0,
      "count": 98
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "KY",
    "LA",
    "NC",
    "NE",
    "NH",
    "NV",
    "NY",
    "OK",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://charismfo.com",
    "https://estradawebb.com",
    "https://trinityportfolio.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151721",
  "city_as_filed": "SOUTHLAKE",
  "url": "https://advisorcensus.com/firm/trinity-portfolio-advisors-llc-southlake-tx-151721",
  "display_name": "Trinity Portfolio Advisors, LLC",
  "summary": "Trinity Portfolio Advisors, LLC is an SEC-registered investment advisory firm in Southlake, TX, registered since 2009, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 17, 2026.",
  "citation": "AdvisorCensus. Trinity Portfolio Advisors, LLC (CRD 151721): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Trinity Portfolio Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Trinity Portfolio Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Trinity Portfolio Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Flat fee: $1,500 to $250,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Trinity Portfolio Advisors, LLC located?",
      "a": "Trinity Portfolio Advisors, LLC's principal office is in Southlake, TX, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Trinity Portfolio Advisors, LLC registered with the SEC or a state?",
      "a": "Trinity Portfolio Advisors, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 151721."
    },
    {
      "q": "How much does Trinity Portfolio Advisors, LLC manage?",
      "a": "Trinity Portfolio Advisors, LLC reports $530,536,813 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (87% discretionary)."
    },
    {
      "q": "How have Trinity Portfolio Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Trinity Portfolio Advisors, LLC: Regulatory assets under management: $183,283,464 in the October 2021 data and $530,536,813 in the October 2026 data, up 189%. Total employees: 13 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Trinity Portfolio Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (441); high net worth individuals (98); pension and profit sharing plans (but not the plan participants or government pension plans) (82)."
    },
    {
      "q": "Which custodians does Trinity Portfolio Advisors, LLC use?",
      "a": "Trinity Portfolio Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Trinity Portfolio Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151721"
    },
    {
      "q": "What changed in Trinity Portfolio Advisors, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Registered or notice-filed in AZ, GA, KY, NE, NH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 183283464.0,
      "total_employees": 13,
      "filing_date": "2021-03-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 316381819.0,
      "total_employees": 16,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 380503525.0,
      "total_employees": 10,
      "filing_date": "2023-04-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 452649116.0,
      "total_employees": 12,
      "filing_date": "2024-07-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 488219840.0,
      "total_employees": 15,
      "filing_date": "2025-04-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 530536813.0,
      "total_employees": 13,
      "filing_date": "2026-07-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Registered or notice-filed in AZ, GA, KY, NE, NH."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Charis Multi Family Office.",
        "Employees performing advisory functions went from 8 to 9.",
        "Added an office in Granbury, TX.",
        "No longer lists an office in Tyler, TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,500 to $250,000 (financial planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,500 to $250,000 (financial planning and consulting services)"
        ],
        "quotes": [
          "TPA's financial planning and consulting fees are negotiable, but generally range from $1,500 to $250,000 on a fixed fee basis, depending upon the level and scope of the services"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1500.0,
          "max": 250000.0,
          "period": "one_time",
          "service": "financial planning and consulting services"
        }
      ]
    },
    "quotes": [
      "TPA's financial planning and consulting fees are negotiable, but generally range from $1,500 to $250,000 on a fixed fee basis, depending upon the level and scope of the services"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/trinity-portfolio-advisors-llc-southlake-tx-151721.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 441,
      "fewer_than_5": false,
      "raum": 98924607.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 98,
      "fewer_than_5": false,
      "raum": 360099883.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 82,
      "fewer_than_5": false,
      "raum": 70612323.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 900000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151721",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}