# Trinity Capital Investors

> Trinity Capital Investors is an SEC-registered investment advisory firm in Jackson, MS, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 110798
- Filed as: TRINITY CAPITAL INVESTORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jackson, MS
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110798
- AdvisorCensus page: https://advisorcensus.com/firm/trinity-capital-investors-jackson-ms-110798

## Quick answers

**How is Trinity Capital Investors compensated?**
On its Form ADV (Item 5.E, October 2026), Trinity Capital Investors reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Trinity Capital Investors located?**
Trinity Capital Investors' principal office is in Jackson, MS, according to its Form ADV.

**Is Trinity Capital Investors registered with the SEC or a state?**
Trinity Capital Investors is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 110798.

**How much does Trinity Capital Investors manage?**
Trinity Capital Investors reports $458,282,132 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Trinity Capital Investors' assets and staff changed since 2021?**
In the Form ADV data for Trinity Capital Investors: Regulatory assets under management: $437,484,870 in the October 2021 data and $458,282,132 in the October 2026 data, up 5%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Trinity Capital Investors serve?**
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (19); pooled investment vehicles (other than investment companies and business development companies) (8); other (6).

**Which custodians does Trinity Capital Investors use?**
Trinity Capital Investors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Natioanl Banking Institution and Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Trinity Capital Investors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110798

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Natioanl Banking Institution
- Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $458,282,132
- Discretionary: $458,282,132
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $233,064,138 |
| Charitable organizations | 3 | $4,172,041 |
| State or municipal government entities (including government pension plans) | 19 | $103,036,467 |
| Corporations or other businesses not listed above | 1 | $247,812 |
| Other | 6 | $117,761,674 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2000 (26 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MS
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $437,484,870 | 2 | March 25, 2021 |
| October 2022 | $447,722,477 | 2 | March 17, 2022 |
| October 2023 | $436,896,460 | 2 | March 24, 2023 |
| October 2024 | $468,406,272 | 2 | March 13, 2024 |
| October 2025 | $472,001,355 | 2 | March 19, 2025 |
| October 2026 | $458,282,132 | 2 | March 16, 2026 |

Regulatory assets under management: $437,484,870 in the October 2021 data and $458,282,132 in the October 2026 data, up 5%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Trinity Capital Investors (CRD 110798): Form ADV filing data as of October 2026.