{ "crd_number": 110798, "slug": "trinity-capital-investors-jackson-ms-110798", "primary_business_name": "TRINITY CAPITAL INVESTORS", "legal_name": "TRINITY CAPITAL INVESTORS", "dbas": [], "city": "Jackson", "state": "MS", "country": "United States", "cbsa_code": "27140", "metro": { "cbsa_code": "27140", "common_name": "Jackson", "msa_name": "Jackson, MS", "path": "/advisors/ms/jackson" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2000-02-18", "years_registered": 26, "period": "2026-10-01", "filing_date": "2026-03-16", "carried_forward": false, "raum_total": 458282132.0, "raum_discretionary": 458282132.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 117761674.0, "count": 6, "description": "COLLEGES" }, "charitable": { "raum": 4172041.0, "count": 3, "fewer_than_5": true }, "state_municipal": { "raum": 103036467.0, "count": 19 }, "pooled_investment_vehicles": { "raum": 233064138.0, "count": 8 }, "corporations_other_businesses": { "raum": 247812.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MS" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110798", "city_as_filed": "JACKSON", "url": "https://advisorcensus.com/firm/trinity-capital-investors-jackson-ms-110798", "display_name": "Trinity Capital Investors", "summary": "Trinity Capital Investors is an SEC-registered investment advisory firm in Jackson, MS, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.", "citation": "AdvisorCensus. Trinity Capital Investors (CRD 110798): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Trinity Capital Investors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Trinity Capital Investors reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Trinity Capital Investors located?", "a": "Trinity Capital Investors' principal office is in Jackson, MS, according to its Form ADV." }, { "q": "Is Trinity Capital Investors registered with the SEC or a state?", "a": "Trinity Capital Investors is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 110798." }, { "q": "How much does Trinity Capital Investors manage?", "a": "Trinity Capital Investors reports $458,282,132 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary)." }, { "q": "How have Trinity Capital Investors' assets and staff changed since 2021?", "a": "In the Form ADV data for Trinity Capital Investors: Regulatory assets under management: $437,484,870 in the October 2021 data and $458,282,132 in the October 2026 data, up 5%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Trinity Capital Investors serve?", "a": "By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (19); pooled investment vehicles (other than investment companies and business development companies) (8); other (6)." }, { "q": "Which custodians does Trinity Capital Investors use?", "a": "Trinity Capital Investors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Natioanl Banking Institution and Northern Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Trinity Capital Investors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110798" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 437484870.0, "total_employees": 2, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 447722477.0, "total_employees": 2, "filing_date": "2022-03-17" }, { "period": "2023-10-01", "regulatory_assets_under_management": 436896460.0, "total_employees": 2, "filing_date": "2023-03-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 468406272.0, "total_employees": 2, "filing_date": "2024-03-13" }, { "period": "2025-10-01", "regulatory_assets_under_management": 472001355.0, "total_employees": 2, "filing_date": "2025-03-19" }, { "period": "2026-10-01", "regulatory_assets_under_management": 458282132.0, "total_employees": 2, "filing_date": "2026-03-16" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Natioanl Banking Institution", "name_as_filed": "NATIOANL BANKING INSTITUTION", "affiliated": false }, { "name": "Northern Trust Company", "name_as_filed": "NORTHERN TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/trinity-capital-investors-jackson-ms-110798.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 8, "fewer_than_5": false, "raum": 233064138.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 3, "fewer_than_5": true, "raum": 4172041.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 19, "fewer_than_5": false, "raum": 103036467.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 247812.0 }, { "type": "other", "label": "Other", "count": 6, "fewer_than_5": false, "raum": 117761674.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110798", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }