# Trinity Asset Management Co.

> Trinity Asset Management Co. is a state-registered investment advisory firm in Los Angeles, CA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 128702
- Filed as: TRINITY ASSET MANAGEMENT CO.
- Legal name: Trinity Asset Management Corporation
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128702
- AdvisorCensus page: https://advisorcensus.com/firm/trinity-asset-management-co-los-angeles-ca-128702

## Quick answers

**How is Trinity Asset Management Co. compensated?**
On its Form ADV (Item 5.E, October 2026), Trinity Asset Management Co. reports these compensation arrangements: a percentage of assets under its management.

**Where is Trinity Asset Management Co. located?**
Trinity Asset Management Co.'s principal office is in Los Angeles, CA, according to its Form ADV.

**Is Trinity Asset Management Co. registered with the SEC or a state?**
Trinity Asset Management Co. is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 128702.

**How much does Trinity Asset Management Co. manage?**
Trinity Asset Management Co. reports $108,965,496 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**What types of clients does Trinity Asset Management Co. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (119); individuals (other than high net worth individuals) (12).

**Does Trinity Asset Management Co. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128702

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $108,965,496
- Discretionary: $108,965,496
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $1,971,188 |
| High net worth individuals | 119 | $101,421,469 |
| Charitable organizations | Fewer than 5 | $5,572,839 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2004 (22 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128702

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Trinity Asset Management Co. (CRD 128702): Form ADV filing data as of October 2026.