# Trilogy Capital, Inc.

> Trilogy Capital, Inc. is an SEC-registered investment advisory firm in Irvine, CA, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 23, 2026.

- CRD: 281597
- Filed as: TRILOGY CAPITAL, INC.
- Also doing business as: TRILOGY FINANCIAL, TRILOGY FINANCIAL SERVICES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: July 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/281597
- AdvisorCensus page: https://advisorcensus.com/firm/trilogy-capital-inc-irvine-ca-281597

## Quick answers

**How is Trilogy Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Trilogy Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Trilogy Capital, Inc. located?**
Trilogy Capital, Inc.'s principal office is in Irvine, CA, according to its Form ADV; the August 2026 filing also lists 9 other offices (Schedule D, Section 1.F).

**Is Trilogy Capital, Inc. registered with the SEC or a state?**
Trilogy Capital, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 281597.

**How much does Trilogy Capital, Inc. manage?**
Trilogy Capital, Inc. reports $3,210,026,097 in regulatory assets under management in its Form ADV filing dated July 23, 2026 (92% discretionary).

**How have Trilogy Capital, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Trilogy Capital, Inc.: Regulatory assets under management: $1,366,034,794 in the October 2021 data and $3,210,026,097 in the October 2026 data, up 135%. Total employees: 83 in October 2021 and 74 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Trilogy Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7,512); high net worth individuals (546); pension and profit sharing plans (but not the plan participants or government pension plans) (305).

**Which custodians does Trilogy Capital, Inc. use?**
Trilogy Capital, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.

**Does Trilogy Capital, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281597

**Does Trilogy Capital, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated July 23, 2026 says: "Our minimum initial account value is $ 5,500; however, we may accept accounts for less than the minimum."

**What changed in Trilogy Capital, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Added the business name Trilogy Financial.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 23, 2026)

- Account minimum: $5,500

> Our minimum initial account value is $ 5,500; however, we may accept accounts for less than the minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,210,026,097
- Discretionary: $2,945,923,991
- Non-discretionary: $264,102,106

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7,512 | $1,600,098,967 |
| High net worth individuals | 546 | $1,010,155,093 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 305 | $586,135,173 |
| Charitable organizations | 3 | $734,859 |
| Corporations or other businesses not listed above | 22 | $12,902,005 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (10 years)
- Employees: 74 total, 74 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Corona, CA
- Denver, CO
- Hingham, MA
- Huntington Beach, CA
- San Diego, CA
- Scottsdale, AZ
- Torrance, CA
- West Covina, CA
- Westlake Village, CA

### Websites listed on Form ADV (Item 1.I)
- flagshipwealth.com
- jeffreyhackbarth.com
- mikeloo.com
- trilogyfs.com
- Facebook @trilogyfs
- LinkedIn @trilogy-financial
- X @trifinancial
- YouTube @trilogyfinancial8984

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,366,034,794 | 83 | April 28, 2021 |
| October 2022 | $1,668,533,863 | 77 | August 24, 2022 |
| October 2023 | $1,650,789,006 | 73 | August 23, 2023 |
| October 2024 | $1,886,949,860 | 75 | March 28, 2024 |
| October 2025 | $2,633,357,444 | 72 | March 24, 2025 |
| October 2026 | $3,210,026,097 | 74 | July 23, 2026 |

Regulatory assets under management: $1,366,034,794 in the October 2021 data and $3,210,026,097 in the October 2026 data, up 135%.
Total employees: 83 in October 2021 and 74 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Added the business name Trilogy Financial.

### April 2026
- Employees performing advisory functions went from 72 to 74.
- Regulatory assets under management went from $2,633,357,444 to $3,210,026,097 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Trilogy Capital, Inc. (CRD 281597): Form ADV filing data as of October 2026.