{ "crd_number": 159472, "slug": "triguard-management-llc-newport-beach-ca-159472", "primary_business_name": "TRIGUARD MANAGEMENT LLC", "legal_name": "TRIGUARD MANAGEMENT LLC", "dbas": [], "city": "Newport Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-29", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-05-11", "carried_forward": false, "raum_total": 1881198031.0, "raum_discretionary": 1881198031.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1881198031.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AL", "AR", "AZ", "CA", "CO", "CT", "LA", "MI", "OK", "PA", "TX" ], "websites": [ "https://montauktriguard.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159472", "city_as_filed": "NEWPORT BEACH", "url": "https://advisorcensus.com/firm/triguard-management-llc-newport-beach-ca-159472", "display_name": "Triguard Management LLC", "summary": "Triguard Management LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 11, 2026.", "citation": "AdvisorCensus. Triguard Management LLC (CRD 159472): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Triguard Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Triguard Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Triguard Management LLC located?", "a": "Triguard Management LLC's principal office is in Newport Beach, CA, according to its Form ADV." }, { "q": "Is Triguard Management LLC registered with the SEC or a state?", "a": "Triguard Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159472." }, { "q": "How much does Triguard Management LLC manage?", "a": "Triguard Management LLC reports $1,881,198,031 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (100% discretionary)." }, { "q": "How have Triguard Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Triguard Management LLC: Regulatory assets under management: $1,602,916,010 in the October 2021 data and $1,881,198,031 in the October 2026 data, up 17%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Triguard Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7)." }, { "q": "Does Triguard Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159472" }, { "q": "What changed in Triguard Management LLC's recent Form ADV filings?", "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1602916010.0, "total_employees": 9, "filing_date": "2021-03-12" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1672113443.0, "total_employees": 9, "filing_date": "2022-03-18" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2055816796.0, "total_employees": 9, "filing_date": "2023-03-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1952603377.0, "total_employees": 9, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1839914402.0, "total_employees": 9, "filing_date": "2025-03-18" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1881198031.0, "total_employees": 9, "filing_date": "2026-05-11" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "No longer lists an office in Dallas, TX.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/triguard-management-llc-newport-beach-ca-159472.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 1881198031.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159472", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }