# Trifecta Capital Advisors, LLC

> Trifecta Capital Advisors, LLC is an SEC-registered investment advisory firm in Northbrook, IL, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 317391
- Filed as: TRIFECTA CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Northbrook, IL
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317391
- AdvisorCensus page: https://advisorcensus.com/firm/trifecta-capital-advisors-llc-northbrook-il-317391

## Quick answers

**How is Trifecta Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Trifecta Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Trifecta Capital Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states); Flat fee: up to $20,000 (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Trifecta Capital Advisors, LLC located?**
Trifecta Capital Advisors, LLC's principal office is in Northbrook, IL, according to its Form ADV.

**Is Trifecta Capital Advisors, LLC registered with the SEC or a state?**
Trifecta Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317391.

**How much does Trifecta Capital Advisors, LLC manage?**
Trifecta Capital Advisors, LLC reports $927,416,394 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Trifecta Capital Advisors, LLC's assets and staff changed since 2022?**
In the Form ADV data for Trifecta Capital Advisors, LLC: Regulatory assets under management: $297,269,926 in the October 2022 data and $927,416,394 in the October 2026 data, up 212%. Total employees: 4 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Trifecta Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (114); individuals (other than high net worth individuals) (37); corporations or other businesses not listed above (6).

**Which custodians does Trifecta Capital Advisors, LLC use?**
Trifecta Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Trifecta Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317391

**Does Trifecta Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "Trifecta has a minimum $1,000,000 household balance to establish an account with our Firm but this minimum is negotiable."

**What changed in Trifecta Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $712,181,349 to $927,416,394 (+30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states)

> Our maximum annual advisory fee is 1.25%.

> Our Firm provides consulting services based on a fixed fee arrangement, not to exceed $20,000 based on the scope and complexity of the services being provided.

> For stand-alone financial planning arrangements, we will negotiate the planning fees with you using a fixed fee not to exceed $20,000.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Trifecta has a minimum $1,000,000 household balance to establish an account with our Firm but this minimum is negotiable.

- Flat fee: up to $20,000 (consulting services)

> Our Firm provides consulting services based on a fixed fee arrangement, not to exceed $20,000 based on the scope and complexity of the services being provided.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $927,416,394
- Discretionary: $927,416,394
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $20,355,029 |
| High net worth individuals | 114 | $904,066,049 |
| Charitable organizations | 2 | $1,251,776 |
| Corporations or other businesses not listed above | 6 | $1,743,540 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, IL, LA, MI, NY, SC, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [trifectacapitaladvisors.com](https://trifectacapitaladvisors.com)
- Facebook @trifectacapitaladvisors
- LinkedIn @trifectacapitaladvisors
- X @TrifectaCapAdv

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $297,269,926 | 4 | August 19, 2022 |
| October 2023 | $407,291,874 | 3 | September 7, 2023 |
| October 2024 | $567,607,471 | 3 | June 27, 2024 |
| October 2025 | $712,181,349 | 3 | July 14, 2025 |
| October 2026 | $927,416,394 | 3 | March 26, 2026 |

Regulatory assets under management: $297,269,926 in the October 2022 data and $927,416,394 in the October 2026 data, up 212%.
Total employees: 4 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $712,181,349 to $927,416,394 (+30%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Trifecta Capital Advisors, LLC (CRD 317391): Form ADV filing data as of October 2026.