{ "crd_number": 304697, "slug": "tribe-capital-san-mateo-ca-304697", "primary_business_name": "TRIBE CAPITAL", "legal_name": "TRIBE CAPITAL MANAGEMENT, INC.", "dbas": [], "city": "San Mateo", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-07-27", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-09-16", "carried_forward": false, "raum_total": 3439823691.0, "raum_discretionary": 3439823691.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 27, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 3439823691.0, "count": 90 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NV" ], "websites": [ "https://linkedin.com/company/tribe-capital-partners", "https://tribecap.co", "https://twitter.com/tribecap" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304697", "city_as_filed": "SAN MATEO", "url": "https://advisorcensus.com/firm/tribe-capital-san-mateo-ca-304697", "display_name": "Tribe Capital", "summary": "Tribe Capital is an SEC-registered investment advisory firm in San Mateo, CA, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.", "citation": "AdvisorCensus. Tribe Capital (CRD 304697): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Tribe Capital compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Tribe Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Tribe Capital located?", "a": "Tribe Capital's principal office is in San Mateo, CA, according to its Form ADV." }, { "q": "Is Tribe Capital registered with the SEC or a state?", "a": "Tribe Capital is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 304697." }, { "q": "How much does Tribe Capital manage?", "a": "Tribe Capital reports $3,439,823,691 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary)." }, { "q": "How have Tribe Capital's assets and staff changed since 2021?", "a": "In the Form ADV data for Tribe Capital: Regulatory assets under management: $599,138,863 in the October 2021 data and $3,439,823,691 in the October 2026 data, up 474%. Total employees: 12 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Tribe Capital serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (90)." }, { "q": "Does Tribe Capital report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304697" }, { "q": "Does Tribe Capital state an account minimum?", "a": "Its Form ADV Part 2A brochure dated August 26, 2026 says: \"The Adviser does not currently have a minimum size for a Fund or Firstlook Vehicle.\"" }, { "q": "What changed in Tribe Capital's recent Form ADV filings?", "a": "In the September 2026 filing data: Reported a succession: took over the business of Tribe Capital (CRD 304697) on June 26, 2026. Changed its legal name from Tribe Capital Management, LLC to Tribe Capital Management, Inc.." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 599138863.0, "total_employees": 12, "filing_date": "2021-07-22" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3111640808.0, "total_employees": 37, "filing_date": "2022-09-13" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2444016147.0, "total_employees": 36, "filing_date": "2023-04-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2323752698.0, "total_employees": 32, "filing_date": "2024-07-19" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2284178713.0, "total_employees": 29, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3439823691.0, "total_employees": 27, "filing_date": "2026-09-16" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Reported a succession: took over the business of Tribe Capital (CRD 304697) on June 26, 2026.", "Changed its legal name from Tribe Capital Management, LLC to Tribe Capital Management, Inc.." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 11 to 10.", "Regulatory assets under management went from $2,284,178,713 to $3,439,823,691 (+51%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 26, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "The Adviser does not currently have a minimum size for a Fund or Firstlook Vehicle." ] } ], "quotes": [ "The Adviser does not currently have a minimum size for a Fund or Firstlook Vehicle." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/tribe-capital-san-mateo-ca-304697.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 90, "fewer_than_5": false, "raum": 3439823691.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304697", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }