{
  "crd_number": 324364,
  "slug": "tri-ad-capital-management-i-llc-escondido-ca-324364",
  "primary_business_name": "TRI-AD CAPITAL MANAGEMENT I, LLC",
  "legal_name": "TRI-AD CAPITAL MANAGEMENT I, LLC",
  "dbas": [],
  "city": "Escondido",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41740",
  "metro": {
    "cbsa_code": "41740",
    "common_name": "San Diego",
    "msa_name": "San Diego-Chula Vista-Carlsbad, CA",
    "path": "/advisors/ca/san-diego"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-02-21",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 618950543.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 618950543.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 124980974.0,
      "count": null,
      "description": "HEALTH SAVINGS ACCOUNT",
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 52531934.0,
      "count": 15
    },
    "pension_profit_sharing": {
      "raum": 441437635.0,
      "count": 28
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "TX"
  ],
  "websites": [
    "https://snapira.com",
    "https://tcmiadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324364",
  "city_as_filed": "ESCONDIDO",
  "url": "https://advisorcensus.com/firm/tri-ad-capital-management-i-llc-escondido-ca-324364",
  "display_name": "Tri-AD Capital Management I, LLC",
  "summary": "Tri-AD Capital Management I, LLC is an SEC-registered investment advisory firm in Escondido, CA, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Tri-AD Capital Management I, LLC (CRD 324364): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Tri-AD Capital Management I, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tri-AD Capital Management I, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Tri-AD Capital Management I, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 states: Flat fee: $1,500 (IPS assistance, periodic investment reporting, and supporting materials as…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Tri-AD Capital Management I, LLC located?",
      "a": "Tri-AD Capital Management I, LLC's principal office is in Escondido, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Tri-AD Capital Management I, LLC registered with the SEC or a state?",
      "a": "Tri-AD Capital Management I, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324364."
    },
    {
      "q": "How much does Tri-AD Capital Management I, LLC manage?",
      "a": "Tri-AD Capital Management I, LLC reports $618,950,543 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (0% discretionary)."
    },
    {
      "q": "How have Tri-AD Capital Management I, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Tri-AD Capital Management I, LLC: Regulatory assets under management: $361,831,391 in the October 2023 data and $618,950,543 in the October 2026 data, up 71%. Total employees: 5 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Tri-AD Capital Management I, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (28); individuals (other than high net worth individuals) (15)."
    },
    {
      "q": "Which custodians does Tri-AD Capital Management I, LLC use?",
      "a": "Tri-AD Capital Management I, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and UMB Bank as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Tri-AD Capital Management I, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324364"
    },
    {
      "q": "What changed in Tri-AD Capital Management I, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $463,362,428 to $618,950,543 (+34%). Added an office in Fresno, CA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 361831391.0,
      "total_employees": 5,
      "filing_date": "2023-01-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 408550395.0,
      "total_employees": 4,
      "filing_date": "2024-06-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 463362428.0,
      "total_employees": 4,
      "filing_date": "2025-06-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 618950543.0,
      "total_employees": 1,
      "filing_date": "2026-03-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 1.",
        "Regulatory assets under management went from $463,362,428 to $618,950,543 (+34%).",
        "Added an office in Fresno, CA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 23, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,500 (IPS assistance, periodic investment reporting, and supporting materials as…)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,500 (IPS assistance, periodic investment reporting, and supporting materials as…)"
        ],
        "quotes": [
          "Non-Fiduciary RIA Model – flat fee of $1,500. Includes: IPS assistance, periodic investment reporting, and supporting materials as agreed to."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 1500.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "IPS assistance, periodic investment reporting, and supporting materials as agreed to"
        }
      ]
    },
    "quotes": [
      "Non-Fiduciary RIA Model – flat fee of $1,500. Includes: IPS assistance, periodic investment reporting, and supporting materials as agreed to."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab",
      "name_as_filed": "CHARLES SCHWAB",
      "affiliated": false
    },
    {
      "name": "UMB Bank",
      "name_as_filed": "UMB BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/tri-ad-capital-management-i-llc-escondido-ca-324364.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 52531934.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 28,
      "fewer_than_5": false,
      "raum": 441437635.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 124980974.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324364",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}