{
  "crd_number": 139528,
  "slug": "trendz-advisors-knoxville-tn-139528",
  "primary_business_name": "TRENDZ ADVISORS",
  "legal_name": "TRENDZ ADVISORS, INC.",
  "dbas": [],
  "city": "Knoxville",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "28940",
  "metro": {
    "cbsa_code": "28940",
    "common_name": "Knoxville",
    "msa_name": "Knoxville, TN",
    "path": "/advisors/tn/knoxville"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2012-08-20",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 38670759.0,
  "raum_discretionary": 20714672.0,
  "raum_non_discretionary": 17956087.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 20714672.0,
      "count": 83
    },
    "pension_profit_sharing": {
      "raum": 17956087.0,
      "count": 2
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "TN"
  ],
  "websites": [
    "https://trendzadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139528",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "KNOXVILLE",
  "url": "https://advisorcensus.com/firm/trendz-advisors-knoxville-tn-139528",
  "display_name": "Trendz Advisors",
  "summary": "Trendz Advisors is a state-registered investment advisory firm in Knoxville, TN, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Trendz Advisors (CRD 139528): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Trendz Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Trendz Advisors reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Trendz Advisors located?",
      "a": "Trendz Advisors' principal office is in Knoxville, TN, according to its Form ADV."
    },
    {
      "q": "Is Trendz Advisors registered with the SEC or a state?",
      "a": "Trendz Advisors is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 139528."
    },
    {
      "q": "How much does Trendz Advisors manage?",
      "a": "Trendz Advisors reports $38,670,759 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (54% discretionary)."
    },
    {
      "q": "What types of clients does Trendz Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (83); pension and profit sharing plans (but not the plan participants or government pension plans) (2)."
    },
    {
      "q": "Does Trendz Advisors report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/139528"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/trendz-advisors-knoxville-tn-139528.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 83,
      "fewer_than_5": false,
      "raum": 20714672.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 17956087.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139528",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}