# Treeview Capital

> Treeview Capital is an SEC-registered investment advisory firm, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated July 7, 2026.

- CRD: 334591
- Filed as: TREEVIEW CAPITAL
- Legal name: Treeview Capital Management LLC
- Also doing business as: TREEVIEW CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334591
- AdvisorCensus page: https://advisorcensus.com/firm/treeview-capital-334591

## Quick answers

**How is Treeview Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Treeview Capital reports these compensation arrangements: other.

**How much does Treeview Capital charge?**
Its Form ADV Part 2A brochure dated March 5, 2026 states: Asset-based fee: up to 0.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Treeview Capital registered with the SEC or a state?**
Treeview Capital is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334591.

**How have Treeview Capital's assets and staff changed since 2025?**
In the Form ADV data for Treeview Capital: Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Treeview Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334591

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 5, 2026)

- Asset-based fee: up to 0.5% of assets a year (the maximum the brochure states)

> the client will pay Treeview Capital up to a 0.5% annual management fee, payable monthly in arrears, based on the market value of the client’s accounts on the last business day of the month.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- treeview.capital
- Facebook @61575958600213
- LinkedIn @treeview-capital
- X @TreeviewCapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 1 | May 23, 2025 |
| October 2026 | Not reported | 1 | July 7, 2026 |

Total employees: 1 in October 2025 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Treeview Capital (CRD 334591): Form ADV filing data as of October 2026.