# Treetop Wealth Management, LLC

> Treetop Wealth Management, LLC is an SEC-registered investment advisory firm in Northfield, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 155013
- Filed as: TREETOP WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Northfield, IL
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155013
- AdvisorCensus page: https://advisorcensus.com/firm/treetop-wealth-management-llc-northfield-il-155013

## Quick answers

**How is Treetop Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Treetop Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; commissions.

**Where is Treetop Wealth Management, LLC located?**
Treetop Wealth Management, LLC's principal office is in Northfield, IL, according to its Form ADV.

**Is Treetop Wealth Management, LLC registered with the SEC or a state?**
Treetop Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 155013.

**How much does Treetop Wealth Management, LLC manage?**
Treetop Wealth Management, LLC reports $210,000,000 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (100% discretionary).

**How have Treetop Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Treetop Wealth Management, LLC: Regulatory assets under management: $150,000,000 in the October 2021 data and $210,000,000 in the October 2026 data, up 40%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Treetop Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50); high net worth individuals (50).

**Does Treetop Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155013

**Does Treetop Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 13, 2026 says: "The minimum investment is $250,000."

**What changed in Treetop Wealth Management, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $185,000,000 to $210,000,000 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated January 13, 2026)

- Account minimum: $250,000

> The minimum investment is $250,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $210,000,000
- Discretionary: $210,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $70,000,000 |
| High net worth individuals | 50 | $140,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- treetopwm.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $150,000,000 | 3 | June 24, 2021 |
| October 2022 | $160,000,000 | 3 | September 16, 2022 |
| October 2023 | $140,000,000 | 3 | January 17, 2023 |
| October 2024 | $160,000,000 | 3 | January 11, 2024 |
| October 2025 | $185,000,000 | 3 | January 8, 2025 |
| October 2026 | $210,000,000 | 3 | January 13, 2026 |

Regulatory assets under management: $150,000,000 in the October 2021 data and $210,000,000 in the October 2026 data, up 40%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $185,000,000 to $210,000,000 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Treetop Wealth Management, LLC (CRD 155013): Form ADV filing data as of October 2026.