# Tree City Investments, Inc.

> Tree City Investments, Inc. is a state-registered investment advisory firm in Lake Forest, IL, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 141279
- Filed as: TREE CITY INVESTMENTS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lake Forest, IL
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141279
- AdvisorCensus page: https://advisorcensus.com/firm/tree-city-investments-inc-lake-forest-il-141279

## Quick answers

**How is Tree City Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Tree City Investments, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tree City Investments, Inc. located?**
Tree City Investments, Inc.'s principal office is in Lake Forest, IL, according to its Form ADV.

**Is Tree City Investments, Inc. registered with the SEC or a state?**
Tree City Investments, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 141279.

**How much does Tree City Investments, Inc. manage?**
Tree City Investments, Inc. reports $49,128,744 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (0% discretionary).

**What types of clients does Tree City Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (15); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Tree City Investments, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141279

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $49,128,744
- Discretionary: $0
- Non-discretionary: $49,128,744

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $3,512,606 |
| High net worth individuals | 23 | $39,677,377 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $5,938,761 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tree City Investments, Inc. (CRD 141279): Form ADV filing data as of October 2026.