{
  "crd_number": 309258,
  "slug": "treasure-investment-management-llc-scottsdale-az-309258",
  "primary_business_name": "TREASURE INVESTMENT MANAGEMENT, LLC",
  "legal_name": "TREASURE INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-11-12",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-06-16",
  "carried_forward": false,
  "raum_total": 252655798.0,
  "raum_discretionary": 252655798.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 0,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 418964.0,
      "count": null,
      "fewer_than_5": true
    },
    "corporations_other_businesses": {
      "raum": 252236834.0,
      "count": 336
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "DE",
    "FL",
    "GA",
    "IL",
    "MA",
    "NC",
    "NV",
    "NY",
    "TX",
    "WA",
    "WY"
  ],
  "websites": [
    "https://linkedin.com/company/16272277",
    "https://treasure.tech",
    "https://treasurefi.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309258",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/treasure-investment-management-llc-scottsdale-az-309258",
  "display_name": "Treasure Investment Management, LLC",
  "summary": "Treasure Investment Management, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 16, 2026.",
  "citation": "AdvisorCensus. Treasure Investment Management, LLC (CRD 309258): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Treasure Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Treasure Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Treasure Investment Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated June 16, 2026 states: Asset-based fee: 0.2% to 0.35% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Treasure Investment Management, LLC located?",
      "a": "Treasure Investment Management, LLC's principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is Treasure Investment Management, LLC registered with the SEC or a state?",
      "a": "Treasure Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309258."
    },
    {
      "q": "How much does Treasure Investment Management, LLC manage?",
      "a": "Treasure Investment Management, LLC reports $252,655,798 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (100% discretionary)."
    },
    {
      "q": "How have Treasure Investment Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Treasure Investment Management, LLC: Regulatory assets under management: $25,000,000 in the October 2022 data and $252,655,798 in the October 2026 data, up 911%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Treasure Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (336)."
    },
    {
      "q": "Which custodians does Treasure Investment Management, LLC use?",
      "a": "Treasure Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Apex Clearing Corporation as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Treasure Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309258"
    },
    {
      "q": "Does Treasure Investment Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 16, 2026 says: \"There is no minimum account size required to open an account or establish an advisory relationship with Treasure.\""
    },
    {
      "q": "What changed in Treasure Investment Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 1 to 0. Regulatory assets under management went from $108,467,640 to $252,655,798 (+133%). Registered or notice-filed in DE, FL, GA, IL, MA, NC, NV, TX, WY."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 3,
      "filing_date": "2021-09-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 25000000.0,
      "total_employees": 3,
      "filing_date": "2022-02-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 250000000.0,
      "total_employees": 3,
      "filing_date": "2023-02-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 222060272.0,
      "total_employees": 3,
      "filing_date": "2024-08-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 108467640.0,
      "total_employees": 5,
      "filing_date": "2025-04-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 252655798.0,
      "total_employees": 4,
      "filing_date": "2026-06-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 1 to 0.",
        "Regulatory assets under management went from $108,467,640 to $252,655,798 (+133%).",
        "Registered or notice-filed in DE, FL, GA, IL, MA, NC, NV, TX, WY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 16, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.2% to 0.35% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.2% to 0.35% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Treasure charges clients asset based fees between 0.20 % and 0.35% ( 20-35 basis points) of the assets under management annually (the “Investment Management Fee”), charged monthly in arrears based on the average daily balance of the investment account in the prior month."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no minimum account size required to open an account or establish an advisory relationship with Treasure."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.2,
        0.35
      ],
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Treasure charges clients asset based fees between 0.20 % and 0.35% ( 20-35 basis points) of the assets under management annually (the “Investment Management Fee”), charged monthly in arrears based on the average daily balance of the investment account in the prior month.",
      "There is no minimum account size required to open an account or establish an advisory relationship with Treasure."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Apex Clearing Corporation",
      "name_as_filed": "APEX CLEARING CORPORATION",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/treasure-investment-management-llc-scottsdale-az-309258.md",
  "clients": [
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 418964.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 336,
      "fewer_than_5": false,
      "raum": 252236834.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309258",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}