{
  "crd_number": 138881,
  "slug": "traynor-capital-management-malvern-pa-138881",
  "primary_business_name": "TRAYNOR CAPITAL MANAGEMENT",
  "legal_name": "TRAYNOR CAPITAL MANAGEMENT, INC.",
  "dbas": [
    "COOPERATIVE FINANCIAL"
  ],
  "city": "Malvern",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-11-05",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-09-14",
  "carried_forward": false,
  "raum_total": 2420585194.0,
  "raum_discretionary": 1870051172.0,
  "raum_non_discretionary": 550534022.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 12,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 1456058507.0,
      "count": 1180
    },
    "high_net_worth_individuals": {
      "raum": 964526687.0,
      "count": 410
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DE",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WV"
  ],
  "websites": [
    "https://traynorcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/138881",
  "city_as_filed": "MALVERN",
  "url": "https://advisorcensus.com/firm/traynor-capital-management-malvern-pa-138881",
  "display_name": "Traynor Capital Management",
  "summary": "Traynor Capital Management is an SEC-registered investment advisory firm in Malvern, PA, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.",
  "citation": "AdvisorCensus. Traynor Capital Management (CRD 138881): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Traynor Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Traynor Capital Management reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Traynor Capital Management's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1.15% a year; $1,000,001 to $2,500,000: 1% a year; $2,500,001 to $5,000,000: 0.75% a year; Above $5,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Traynor Capital Management located?",
      "a": "Traynor Capital Management's principal office is in Malvern, PA, according to its Form ADV."
    },
    {
      "q": "Is Traynor Capital Management registered with the SEC or a state?",
      "a": "Traynor Capital Management is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 138881."
    },
    {
      "q": "How much does Traynor Capital Management manage?",
      "a": "Traynor Capital Management reports $2,420,585,194 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (77% discretionary)."
    },
    {
      "q": "How have Traynor Capital Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Traynor Capital Management: Regulatory assets under management: $726,012,808 in the October 2021 data and $2,420,585,194 in the October 2026 data, up 233%. Total employees: 8 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Traynor Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,180); high net worth individuals (410)."
    },
    {
      "q": "Which custodians does Traynor Capital Management use?",
      "a": "Traynor Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Traynor Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138881"
    },
    {
      "q": "Does Traynor Capital Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"Traynor Capital Management will direct marketing efforts towards high net worth individuals, but does not impose an account minimum.\""
    },
    {
      "q": "What changed in Traynor Capital Management's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Registered or notice-filed in ME, MT, RI, WV."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 726012808.0,
      "total_employees": 8,
      "filing_date": "2021-09-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 934141806.0,
      "total_employees": 10,
      "filing_date": "2022-03-17"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 823099960.0,
      "total_employees": 9,
      "filing_date": "2023-03-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1245013642.0,
      "total_employees": 12,
      "filing_date": "2024-03-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1845679326.0,
      "total_employees": 12,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2420585194.0,
      "total_employees": 12,
      "filing_date": "2026-09-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Registered or notice-filed in ME, MT, RI, WV."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Added the business name Cooperative Financial."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $1,845,679,326 to $2,420,585,194 (+31%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.25%"
      },
      {
        "band": "$500,001 to $1,000,000",
        "rate": "1.15%"
      },
      {
        "band": "$1,000,001 to $2,500,000",
        "rate": "1%"
      },
      {
        "band": "$2,500,001 to $5,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $5,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.25% a year",
          "$500,001 to $1,000,000: 1.15% a year",
          "$1,000,001 to $2,500,000: 1% a year",
          "$2,500,001 to $5,000,000: 0.75% a year",
          "Above $5,000,000: see the brochure"
        ],
        "quotes": [
          "Applicable fee schedules are as follows:\n \n Account Size                                Max. Annual fee                     \n$0 - $500,000 1.25% \n$500,001 - 1,000,000 1.15%\n$1,000,001 - $2,500,000 1.00%\n$2,500,001 - $5,000,000 0.75%\nOver $5,000,000 Negotiable"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Traynor Capital Management will direct marketing efforts towards high net worth individuals, but does not impose an account minimum."
        ]
      }
    ],
    "quotes": [
      "Applicable fee schedules are as follows:\n \n Account Size                                Max. Annual fee                     \n$0 - $500,000 1.25% \n$500,001 - 1,000,000 1.15%\n$1,000,001 - $2,500,000 1.00%\n$2,500,001 - $5,000,000 0.75%\nOver $5,000,000 Negotiable",
      "Traynor Capital Management will direct marketing efforts towards high net worth individuals, but does not impose an account minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/traynor-capital-management-malvern-pa-138881.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1180,
      "fewer_than_5": false,
      "raum": 1456058507.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 410,
      "fewer_than_5": false,
      "raum": 964526687.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/138881",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}