# Transwestern Capital Advisors, LLC

> Transwestern Capital Advisors, LLC is an SEC-registered investment advisory firm in Newport, RI, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 141605
- Filed as: TRANSWESTERN CAPITAL ADVISORS, LLC
- Legal name: Dekoning and Company, LLC
- Also doing business as: TRANSWESTERN CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport, RI
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141605
- AdvisorCensus page: https://advisorcensus.com/firm/transwestern-capital-advisors-llc-newport-ri-141605

## Quick answers

**How is Transwestern Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Transwestern Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Transwestern Capital Advisors, LLC located?**
Transwestern Capital Advisors, LLC's principal office is in Newport, RI, according to its Form ADV.

**Is Transwestern Capital Advisors, LLC registered with the SEC or a state?**
Transwestern Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141605.

**How much does Transwestern Capital Advisors, LLC manage?**
Transwestern Capital Advisors, LLC reports $73,678,904 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Transwestern Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Transwestern Capital Advisors, LLC: Regulatory assets under management: $483,901,896 in the October 2021 data and $73,678,904 in the October 2026 data, down 85%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Transwestern Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Transwestern Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141605

**What changed in Transwestern Capital Advisors, LLC's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in RI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $73,678,904
- Discretionary: $73,678,904
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $73,678,904 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [transwestcap.com](https://transwestcap.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $483,901,896 | 1 | June 21, 2021 |
| October 2022 | $354,857,819 | 1 | February 7, 2022 |
| October 2023 | $117,186,813 | 1 | February 15, 2023 |
| October 2024 | $116,045,216 | 1 | March 28, 2024 |
| October 2025 | $74,116,257 | 1 | May 13, 2025 |
| October 2026 | $73,678,904 | 1 | March 31, 2026 |

Regulatory assets under management: $483,901,896 in the October 2021 data and $73,678,904 in the October 2026 data, down 85%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in RI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Transwestern Capital Advisors, LLC (CRD 141605): Form ADV filing data as of October 2026.