{ "crd_number": 170459, "slug": "transom-capital-group-el-segundo-ca-170459", "primary_business_name": "TRANSOM CAPITAL GROUP", "legal_name": "TRANSOM CAPITAL GROUP, LLC", "dbas": [], "city": "El Segundo", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-04-11", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-05-20", "carried_forward": false, "raum_total": 1678057168.0, "raum_discretionary": 1678057168.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 27, "advisory_employees": 21, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1678057168.0, "count": 11 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://linkedin.com/company/transom-capital-group", "https://transomcap.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170459", "city_as_filed": "EL SEGUNDO", "url": "https://advisorcensus.com/firm/transom-capital-group-el-segundo-ca-170459", "display_name": "Transom Capital Group", "summary": "Transom Capital Group is an SEC-registered investment advisory firm in El Segundo, CA, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 20, 2026.", "citation": "AdvisorCensus. Transom Capital Group (CRD 170459): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Transom Capital Group compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Transom Capital Group reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Transom Capital Group located?", "a": "Transom Capital Group's principal office is in El Segundo, CA, according to its Form ADV." }, { "q": "Is Transom Capital Group registered with the SEC or a state?", "a": "Transom Capital Group is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 170459." }, { "q": "How much does Transom Capital Group manage?", "a": "Transom Capital Group reports $1,678,057,168 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (100% discretionary)." }, { "q": "How have Transom Capital Group's assets and staff changed since 2021?", "a": "In the Form ADV data for Transom Capital Group: Regulatory assets under management: $652,685,678 in the October 2021 data and $1,678,057,168 in the October 2026 data, up 157%. Total employees: 17 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Transom Capital Group serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11)." }, { "q": "Does Transom Capital Group report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170459" }, { "q": "What changed in Transom Capital Group's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 20 to 21. Regulatory assets under management went from $1,504,025,409 to $1,678,110,541 (+12%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 652685678.0, "total_employees": 17, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 671071319.0, "total_employees": 17, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 961470771.0, "total_employees": 17, "filing_date": "2023-03-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 903600090.0, "total_employees": 19, "filing_date": "2024-04-24" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1504025409.0, "total_employees": 25, "filing_date": "2025-04-29" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1678057168.0, "total_employees": 27, "filing_date": "2026-05-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 20 to 21.", "Regulatory assets under management went from $1,504,025,409 to $1,678,110,541 (+12%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/transom-capital-group-el-segundo-ca-170459.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 11, "fewer_than_5": false, "raum": 1678057168.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170459", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }