# Transition Financial Advisors Group, LLC

> Transition Financial Advisors Group, LLC is an SEC-registered investment advisory firm in Gilbert, AZ, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 116089
- Filed as: TRANSITION FINANCIAL ADVISORS GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Gilbert, AZ
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116089
- AdvisorCensus page: https://advisorcensus.com/firm/transition-financial-advisors-group-llc-gilbert-az-116089

## Quick answers

**How is Transition Financial Advisors Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Transition Financial Advisors Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Transition Financial Advisors Group, LLC located?**
Transition Financial Advisors Group, LLC's principal office is in Gilbert, AZ, according to its Form ADV.

**Is Transition Financial Advisors Group, LLC registered with the SEC or a state?**
Transition Financial Advisors Group, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 116089.

**How much does Transition Financial Advisors Group, LLC manage?**
Transition Financial Advisors Group, LLC reports $300,608,995 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Transition Financial Advisors Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Transition Financial Advisors Group, LLC: Regulatory assets under management: $187,147,018 in the October 2021 data and $300,608,995 in the October 2026 data, up 61%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Transition Financial Advisors Group, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (106); individuals (other than high net worth individuals) (43).

**Which custodians does Transition Financial Advisors Group, LLC use?**
Transition Financial Advisors Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Bank Independent Network as custodians holding 10% or more of its separately managed account assets.

**Does Transition Financial Advisors Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116089

**Does Transition Financial Advisors Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The Registrant generally requires a minimum asset level of $1,000,000 for investment advisory services."

**What changed in Transition Financial Advisors Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 5. Regulatory assets under management went from $261,482,689 to $300,608,995 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $1,000,000

> The Registrant generally requires a minimum asset level of $1,000,000 for investment advisory services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Bank Independent Network

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $300,608,995
- Discretionary: $300,608,995
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $26,891,125 |
| High net worth individuals | 106 | $271,392,107 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,325,763 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, NH, NJ, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- canadianinamerica.ca
- theamericanincanada.ca
- theamericanincanada.com
- thecanadianinamerica.ca
- thecanadianinamerica.com
- transitionfinancial.ca
- transitionfinancial.com
- transitionwealthus.com
- LinkedIn @TRANSITION-FINANCIAL-ADVISORS-GROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $187,147,018 | 5 | March 19, 2021 |
| October 2022 | $227,669,972 | 6 | April 25, 2022 |
| October 2023 | $189,778,330 | 6 | September 13, 2023 |
| October 2024 | $223,745,677 | 6 | February 21, 2024 |
| October 2025 | $261,482,689 | 6 | May 17, 2025 |
| October 2026 | $300,608,995 | 7 | March 31, 2026 |

Regulatory assets under management: $187,147,018 in the October 2021 data and $300,608,995 in the October 2026 data, up 61%.
Total employees: 5 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 5.
- Regulatory assets under management went from $261,482,689 to $300,608,995 (+15%).

### December 2025
- Changed its legal name from Transition Financial Advisors Group, Inc. to Transition Financial Advisors Group, LLC.
- Registered or notice-filed in NJ.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Transition Financial Advisors Group, LLC (CRD 116089): Form ADV filing data as of October 2026.