# Transglobal Advisory, LLC

> Transglobal Advisory, LLC is an SEC-registered investment advisory firm in Monrovia, CA, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 23, 2026.

- CRD: 168709
- Filed as: TRANSGLOBAL ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Monrovia, CA
- Filing period: October 2026
- Form ADV filing dated: September 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168709
- AdvisorCensus page: https://advisorcensus.com/firm/transglobal-advisory-llc-monrovia-ca-168709

## Quick answers

**How is Transglobal Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Transglobal Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**How much does Transglobal Advisory, LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Flat fee: $5,000 (Investment planning, insurance planning, tax planning…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Transglobal Advisory, LLC located?**
Transglobal Advisory, LLC's principal office is in Monrovia, CA, according to its Form ADV; the October 2026 filing also lists 14 other offices (Schedule D, Section 1.F).

**Is Transglobal Advisory, LLC registered with the SEC or a state?**
Transglobal Advisory, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 168709.

**How much does Transglobal Advisory, LLC manage?**
Transglobal Advisory, LLC reports $58,340,309 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary).

**How have Transglobal Advisory, LLC's assets and staff changed since 2024?**
In the Form ADV data for Transglobal Advisory, LLC: Regulatory assets under management: $39,926,417 in the October 2024 data and $58,340,309 in the October 2026 data, up 46%. Total employees: 31 in October 2024 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Transglobal Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (99); pension and profit sharing plans (but not the plan participants or government pension plans) (62); corporations or other businesses not listed above (16).

**Which custodians does Transglobal Advisory, LLC use?**
Transglobal Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Transglobal Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168709

**What changed in Transglobal Advisory, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 27 to 31.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Flat fee: $5,000 (Investment planning, insurance planning, tax planning…)

> Financial Planning Fees Investment planning, insurance planning, tax planning, education planning, retirement planning, and estate planning Financial Planning Fees Fixed $5000

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $58,340,309
- Discretionary: $58,340,309
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 99 | $18,351,130 |
| High net worth individuals | 15 | $28,933,477 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 62 | $9,511,724 |
| Charitable organizations | 1 | $24 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 16 | $1,543,954 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2023 (2 years)
- Employees: 32 total, 31 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, FL, GA, HI, IL, LA, MA, MD, MI, NC, NJ, NV, NY, PA, TX, WA, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Bellevue, WA
- Cary, NC
- Casper, WY
- Duluth, GA
- Edison, NJ
- Flushing, NY
- Honolulu, HI
- Houston, TX
- King of Prussia, PA
- Las Vegas, NV
- Lisle, IL
- Newton, MA
- Plymouth, MI
- Rockville, MD

### Websites listed on Form ADV (Item 1.I)
- transglobaladvisory.com
- transglobalus.com
- Facebook @TransGlobalENG
- Facebook @transglobalusa
- Instagram @transglobalholding
- LinkedIn @transglobal-holding-co
- YouTube @playlist

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $39,926,417 | 31 | September 18, 2024 |
| October 2025 | $46,814,305 | 25 | July 31, 2025 |
| October 2026 | $58,340,309 | 32 | September 23, 2026 |

Regulatory assets under management: $39,926,417 in the October 2024 data and $58,340,309 in the October 2026 data, up 46%.
Total employees: 31 in October 2024 and 32 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 27 to 31.

### July 2026
- Registered or notice-filed in FL.

### April 2026
- Employees performing advisory functions went from 26 to 27.
- Regulatory assets under management went from $46,814,305 to $58,340,309 (+25%).
- Changed its office addresses in Houston, TX.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 23 to 26.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Transglobal Advisory, LLC (CRD 168709): Form ADV filing data as of October 2026.