{
  "crd_number": 168709,
  "slug": "transglobal-advisory-llc-monrovia-ca-168709",
  "primary_business_name": "TRANSGLOBAL ADVISORY, LLC",
  "legal_name": "TRANSGLOBAL ADVISORY, LLC",
  "dbas": [],
  "city": "Monrovia",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-11-30",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-09-23",
  "carried_forward": false,
  "raum_total": 58340309.0,
  "raum_discretionary": 58340309.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 32,
  "advisory_employees": 31,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 24.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 18351130.0,
      "count": 99
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 9511724.0,
      "count": 62
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 28933477.0,
      "count": 15
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 1543954.0,
      "count": 16
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "HI",
    "IL",
    "LA",
    "MA",
    "MD",
    "MI",
    "NC",
    "NJ",
    "NV",
    "NY",
    "PA",
    "TX",
    "WA",
    "WY"
  ],
  "websites": [
    "https://facebook.com/TransGlobalENG",
    "https://facebook.com/transglobalusa",
    "https://instagram.com/transglobalholding",
    "https://linkedin.com/company/transglobal-holding-co",
    "https://transglobaladvisory.com",
    "https://transglobalus.com",
    "https://youtube.com/playlist?list=PLRIY2sWx5XBvGSG92jrxkKKeKBGXLw4c8"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168709",
  "city_as_filed": "MONROVIA",
  "url": "https://advisorcensus.com/firm/transglobal-advisory-llc-monrovia-ca-168709",
  "display_name": "Transglobal Advisory, LLC",
  "summary": "Transglobal Advisory, LLC is an SEC-registered investment advisory firm in Monrovia, CA, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 23, 2026.",
  "citation": "AdvisorCensus. Transglobal Advisory, LLC (CRD 168709): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Transglobal Advisory, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Transglobal Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does Transglobal Advisory, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 states: Flat fee: $5,000 (Investment planning, insurance planning, tax planning, education planning, retirement planning, and estate planning); Flat fee: $5,000 (financial planning fee per plan). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Transglobal Advisory, LLC located?",
      "a": "Transglobal Advisory, LLC's principal office is in Monrovia, CA, according to its Form ADV; the October 2026 filing also lists 14 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Transglobal Advisory, LLC registered with the SEC or a state?",
      "a": "Transglobal Advisory, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 168709."
    },
    {
      "q": "How much does Transglobal Advisory, LLC manage?",
      "a": "Transglobal Advisory, LLC reports $58,340,309 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Transglobal Advisory, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Transglobal Advisory, LLC: Regulatory assets under management: $39,926,417 in the October 2024 data and $58,340,309 in the October 2026 data, up 46%. Total employees: 31 in October 2024 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Transglobal Advisory, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (99); pension and profit sharing plans (but not the plan participants or government pension plans) (62); corporations or other businesses not listed above (16)."
    },
    {
      "q": "Which custodians does Transglobal Advisory, LLC use?",
      "a": "Transglobal Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Transglobal Advisory, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168709"
    },
    {
      "q": "What changed in Transglobal Advisory, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 27 to 31."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 39926417.0,
      "total_employees": 31,
      "filing_date": "2024-09-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 46814305.0,
      "total_employees": 25,
      "filing_date": "2025-07-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 58340309.0,
      "total_employees": 32,
      "filing_date": "2026-09-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 27 to 31."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Registered or notice-filed in FL."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 26 to 27.",
        "Regulatory assets under management went from $46,814,305 to $58,340,309 (+25%).",
        "Changed its office addresses in Houston, TX.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 23 to 26."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $5,000 (Investment planning, insurance planning, tax planning, education planning, retirement planning, and estate planning)",
      "Flat fee: $5,000 (financial planning fee per plan)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $5,000 (Investment planning, insurance planning, tax planning, education planning, retirement planning, and estate planning)"
        ],
        "quotes": [
          "Financial Planning Fees\nInvestment planning, insurance planning, tax planning, education planning, retirement planning, and estate planning\n\nFinancial Planning Fees\nFixed $5000"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $5,000 (financial planning fee per plan)"
        ],
        "quotes": [
          "Financial planning fee is up to $5000 for fixed fee per plan, negotiable with clients. Asset management fee is charged at the end of every quarter."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 5000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Investment planning, insurance planning, tax planning, education planning, retirement planning, and estate planning"
        },
        {
          "kind": "flat",
          "amount": 5000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "financial planning fee per plan"
        }
      ]
    },
    "quotes": [
      "Financial Planning Fees\nInvestment planning, insurance planning, tax planning, education planning, retirement planning, and estate planning\n\nFinancial Planning Fees\nFixed $5000",
      "Financial planning fee is up to $5000 for fixed fee per plan, negotiable with clients. Asset management fee is charged at the end of every quarter."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/transglobal-advisory-llc-monrovia-ca-168709.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 99,
      "fewer_than_5": false,
      "raum": 18351130.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 28933477.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 62,
      "fewer_than_5": false,
      "raum": 9511724.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 24.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 16,
      "fewer_than_5": false,
      "raum": 1543954.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168709",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}