# Transform Retirement

> Transform Retirement is a state-registered investment advisory firm in Green Bay, WI, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 317252
- Filed as: TRANSFORM RETIREMENT
- Legal name: Transform Retirement, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Green Bay, WI
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/317252
- AdvisorCensus page: https://advisorcensus.com/firm/transform-retirement-green-bay-wi-317252

## Quick answers

**How is Transform Retirement compensated?**
On its Form ADV (Item 5.E, October 2026), Transform Retirement reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Transform Retirement located?**
Transform Retirement's principal office is in Green Bay, WI, according to its Form ADV.

**Is Transform Retirement registered with the SEC or a state?**
Transform Retirement is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 317252.

**How much does Transform Retirement manage?**
Transform Retirement reports $17,653,079 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Transform Retirement serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (41).

**Does Transform Retirement report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/317252

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $17,653,079
- Discretionary: $17,618,883
- Non-discretionary: $34,196

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 41 | $9,730,200 |
| High net worth individuals | Fewer than 5 | $5,790,716 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,132,163 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- transformretirement.com
- Facebook @TransformRetirement
- Instagram @transformretirementgb
- LinkedIn @transformretirement

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Transform Retirement (CRD 317252): Form ADV filing data as of October 2026.