{ "crd_number": 339733, "slug": "transcendent-investment-advisors-llc-339733", "primary_business_name": "TRANSCENDENT INVESTMENT ADVISORS, LLC", "legal_name": "TRANSCENDENT INVESTMENT ADVISORS, LLC", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2026-04-09", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-07-03", "carried_forward": false, "raum_total": 55580.0, "raum_discretionary": 55580.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 0.0, "count": null }, "charitable": { "raum": 0.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 55580.0, "count": 1, "fewer_than_5": true }, "banking_thrift": { "raum": 0.0, "count": null, "fewer_than_5": true }, "state_municipal": { "raum": 0.0, "count": null, "fewer_than_5": true }, "insurance_companies": { "raum": 0.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 0.0, "count": null }, "pension_profit_sharing": { "raum": 0.0, "count": null, "fewer_than_5": true }, "other_investment_advisers": { "raum": 0.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 0.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 0.0, "count": null }, "corporations_other_businesses": { "raum": 0.0, "count": null, "fewer_than_5": true }, "business_development_companies": { "raum": 0.0, "count": null }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": null } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum", "subscription" ], "advisory_activities": [ "educational_seminars", "market_timing", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MO" ], "websites": [ "https://linkedin.com/company/transcendent-investment-advisors", "https://linkedin.com/in/james-ethington-4321b01b9", "https://substack.com/@transcendentcapitalinsights", "https://thetranscendentcode.substack.com", "https://tiktok.com/@transcendentcode", "https://transcendentadvisors.com", "https://x.com/TranscendntCode", "https://youtube.com/@thetrascendentcode" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339733", "listing_state": "MO", "city_as_filed": null, "url": "https://advisorcensus.com/firm/transcendent-investment-advisors-llc-339733", "display_name": "Transcendent Investment Advisors, LLC", "summary": "Transcendent Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 3, 2026.", "citation": "AdvisorCensus. Transcendent Investment Advisors, LLC (CRD 339733): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Subscription fees (for a newsletter or periodical)", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Market timing services", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Transcendent Investment Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Transcendent Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees)." }, { "q": "Is Transcendent Investment Advisors, LLC registered with the SEC or a state?", "a": "Transcendent Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 339733." }, { "q": "How much does Transcendent Investment Advisors, LLC manage?", "a": "Transcendent Investment Advisors, LLC reports $55,580 in regulatory assets under management in its Form ADV filing dated July 3, 2026 (100% discretionary)." }, { "q": "What types of clients does Transcendent Investment Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1)." }, { "q": "Does Transcendent Investment Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/339733" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/transcendent-investment-advisors-llc-339733.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 1, "fewer_than_5": true, "raum": 55580.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": null, "fewer_than_5": true, "raum": 0.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": null, "fewer_than_5": true, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": null, "fewer_than_5": true, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 0.0 }, { "type": "other", "label": "Other", "count": null, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339733", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }