# Transcend Capital Advisors, LLC

> Transcend Capital Advisors, LLC is an SEC-registered investment advisory firm in Madison, NJ, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 299723
- Filed as: TRANSCEND CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Madison, NJ
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299723
- AdvisorCensus page: https://advisorcensus.com/firm/transcend-capital-advisors-llc-madison-nj-299723

## Quick answers

**How is Transcend Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Transcend Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Transcend Capital Advisors, LLC located?**
Transcend Capital Advisors, LLC's principal office is in Madison, NJ, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Transcend Capital Advisors, LLC registered with the SEC or a state?**
Transcend Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 299723.

**How much does Transcend Capital Advisors, LLC manage?**
Transcend Capital Advisors, LLC reports $2,914,418,569 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (99% discretionary).

**How have Transcend Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Transcend Capital Advisors, LLC: Regulatory assets under management: $2,050,582,486 in the October 2021 data and $2,914,418,569 in the October 2026 data, up 42%. Total employees: 16 in October 2021 and 39 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Transcend Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (623); high net worth individuals (450); pooled investment vehicles (other than investment companies and business development companies) (12).

**Which custodians does Transcend Capital Advisors, LLC use?**
Transcend Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Transcend Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299723

**What changed in Transcend Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 31 to 27. Added an office in Palm Beach Gardens, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,914,418,569
- Discretionary: $2,884,544,298
- Non-discretionary: $29,874,271

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 623 | $215,248,571 |
| High net worth individuals | 450 | $2,424,205,255 |
| Pooled investment vehicles (other than investment companies and business development companies) | 12 | $237,243,422 |
| Corporations or other businesses not listed above | 9 | $37,721,321 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (7 years)
- Employees: 39 total, 27 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KY, LA, MA, MD, ME, MI, NC, NE, NH, NJ, NY, OH, PA, RI, SC, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Bloomfield Hills, MI
- Middletown, RI
- Naples, FL
- Palm Beach Gardens, FL

### Websites listed on Form ADV (Item 1.I)
- transcendcapital.com
- Instagram @transcend_golf
- LinkedIn @transcend-capital-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,050,582,486 | 16 | August 30, 2021 |
| October 2022 | $2,384,373,422 | 29 | September 29, 2022 |
| October 2023 | $2,480,436,166 | 34 | March 31, 2023 |
| October 2024 | $2,857,163,070 | 39 | August 14, 2024 |
| October 2025 | $3,099,629,575 | 44 | March 28, 2025 |
| October 2026 | $2,914,418,569 | 39 | July 16, 2026 |

Regulatory assets under management: $2,050,582,486 in the October 2021 data and $2,914,418,569 in the October 2026 data, up 42%.
Total employees: 16 in October 2021 and 39 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 31 to 27.
- Added an office in Palm Beach Gardens, FL.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Transcend Capital Advisors, LLC (CRD 299723): Form ADV filing data as of October 2026.