{ "crd_number": 299723, "slug": "transcend-capital-advisors-llc-madison-nj-299723", "primary_business_name": "TRANSCEND CAPITAL ADVISORS, LLC", "legal_name": "TRANSCEND CAPITAL ADVISORS, LLC", "dbas": [], "city": "Madison", "state": "NJ", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-12-12", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-07-16", "carried_forward": false, "raum_total": 2914418569.0, "raum_discretionary": 2884544298.0, "raum_non_discretionary": 29874271.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 39, "advisory_employees": 27, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 215248571.0, "count": 623 }, "high_net_worth_individuals": { "raum": 2424205255.0, "count": 450 }, "pooled_investment_vehicles": { "raum": 237243422.0, "count": 12 }, "corporations_other_businesses": { "raum": 37721321.0, "count": 9 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "CT", "FL", "GA", "HI", "ID", "IL", "IN", "KY", "LA", "MA", "MD", "ME", "MI", "NC", "NE", "NH", "NJ", "NY", "OH", "PA", "RI", "SC", "TX", "UT", "VA", "WA", "WI" ], "websites": [ "https://instagram.com/transcend_golf", "https://linkedin.com/company/transcend-capital-advisors", "https://transcendcapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299723", "city_as_filed": "MADISON", "url": "https://advisorcensus.com/firm/transcend-capital-advisors-llc-madison-nj-299723", "display_name": "Transcend Capital Advisors, LLC", "summary": "Transcend Capital Advisors, LLC is an SEC-registered investment advisory firm in Madison, NJ, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.", "citation": "AdvisorCensus. Transcend Capital Advisors, LLC (CRD 299723): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Transcend Capital Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Transcend Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Transcend Capital Advisors, LLC located?", "a": "Transcend Capital Advisors, LLC's principal office is in Madison, NJ, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "Is Transcend Capital Advisors, LLC registered with the SEC or a state?", "a": "Transcend Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 299723." }, { "q": "How much does Transcend Capital Advisors, LLC manage?", "a": "Transcend Capital Advisors, LLC reports $2,914,418,569 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (99% discretionary)." }, { "q": "How have Transcend Capital Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Transcend Capital Advisors, LLC: Regulatory assets under management: $2,050,582,486 in the October 2021 data and $2,914,418,569 in the October 2026 data, up 42%. Total employees: 16 in October 2021 and 39 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Transcend Capital Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (623); high net worth individuals (450); pooled investment vehicles (other than investment companies and business development companies) (12)." }, { "q": "Which custodians does Transcend Capital Advisors, LLC use?", "a": "Transcend Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Transcend Capital Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299723" }, { "q": "What changed in Transcend Capital Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 31 to 27. Added an office in Palm Beach Gardens, FL." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2050582486.0, "total_employees": 16, "filing_date": "2021-08-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2384373422.0, "total_employees": 29, "filing_date": "2022-09-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2480436166.0, "total_employees": 34, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2857163070.0, "total_employees": 39, "filing_date": "2024-08-14" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3099629575.0, "total_employees": 44, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2914418569.0, "total_employees": 39, "filing_date": "2026-07-16" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 31 to 27.", "Added an office in Palm Beach Gardens, FL." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/transcend-capital-advisors-llc-madison-nj-299723.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 623, "fewer_than_5": false, "raum": 215248571.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 450, "fewer_than_5": false, "raum": 2424205255.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 12, "fewer_than_5": false, "raum": 237243422.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 9, "fewer_than_5": false, "raum": 37721321.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299723", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }