# TRANSCE3ND LLC

> TRANSCE3ND LLC is an SEC-registered investment advisory firm in Buda, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.

- CRD: 317745
- Also doing business as: ADVANCED PLANNING SOLUTIONS, LLC, ALEXANDER FINANCIAL MANAGEMENT, LLC, BREAKLINE WEALTH + TAX, LLC, E3 CONSULTANTS GROUP, E3 WEALTH, FINE FUTURE FINANCIAL, GREENWAY FINANCIAL GROUP, SUMMIT TAX AND WEALTH ADVISORY, LLC, SUREFIRE FINANCIAL, INC., THE RICKS GROUP, WEALTH STRATEGIES ADVISORY GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Buda, TX
- Filing period: October 2026
- Form ADV filing dated: May 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317745
- AdvisorCensus page: https://advisorcensus.com/firm/transce3nd-llc-buda-tx-317745

## Quick answers

**How is TRANSCE3ND LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TRANSCE3ND LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does TRANSCE3ND LLC charge?**
Its Form ADV Part 2A brochure dated February 27, 2026 states: Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it); Flat fee: $3,000 to $25,000 a year (Retirement Plan Advisory Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is TRANSCE3ND LLC located?**
TRANSCE3ND LLC's principal office is in Buda, TX, according to its Form ADV; the June 2026 filing also lists 10 other offices (Schedule D, Section 1.F).

**Is TRANSCE3ND LLC registered with the SEC or a state?**
TRANSCE3ND LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317745.

**How much does TRANSCE3ND LLC manage?**
TRANSCE3ND LLC reports $418,926,290 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (100% discretionary).

**How have TRANSCE3ND LLC's assets and staff changed since 2022?**
In the Form ADV data for TRANSCE3ND LLC: Regulatory assets under management: $106,036,259 in the October 2022 data and $418,926,290 in the October 2026 data, up 295%. Total employees: 9 in October 2022 and 60 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TRANSCE3ND LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,380); high net worth individuals (201); pension and profit sharing plans (but not the plan participants or government pension plans) (24).

**Which custodians does TRANSCE3ND LLC use?**
TRANSCE3ND LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC, Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC (affiliated with the firm) as custodians holding 10% or more of its separately managed account assets.

**Does TRANSCE3ND LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317745

**Does TRANSCE3ND LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 27, 2026 says: "We do not impose a minimum account value to initiate our Firm’s advisory and money management services." "We do not impose a minimum account value to initiate our Firm’s advisory and wealth management services."

**What changed in TRANSCE3ND LLC's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it)

> Asset based fees range from 0.50% to 1.00% annually and fixed fees range from $3,000-$25,000 annually.

- Account minimum: None

> We do not impose a minimum account value to initiate our Firm’s advisory and money management services.

> We do not impose a minimum account value to initiate our Firm’s advisory and wealth management services.

- Flat fee: $3,000 to $25,000 a year (Retirement Plan Advisory Services)

> Asset based fees range from 0.50% to 1.00% annually and fixed fees range from $3,000-$25,000 annually.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $418,926,290
- Discretionary: $418,926,290
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,380 | $238,388,380 |
| High net worth individuals | 201 | $166,446,069 |
| Investment companies | 1 | $1,105,799 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 24 | $5,324,418 |
| Corporations or other businesses not listed above | 14 | $7,661,624 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 60 total, 42 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, GA, IA, ID, IL, KS, LA, MN, MO, NC, ND, NE, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, VT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Bastrop, TX
- Beaumont, TX
- Colorado Springs, CO
- Cumming, GA
- Dallas, TX
- Hazelwood, MO
- Kirkwood, MO
- Scottsdale, AZ
- St. Peters, MO
- Stuart, FL

### Websites listed on Form ADV (Item 1.I)
- e3wealth.com
- transcendim.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $106,036,259 | 9 | September 1, 2022 |
| October 2023 | $184,339,939 | 31 | July 27, 2023 |
| October 2024 | $313,196,458 | 31 | August 29, 2024 |
| October 2025 | $361,954,267 | 41 | June 3, 2025 |
| October 2026 | $418,926,290 | 60 | May 5, 2026 |

Regulatory assets under management: $106,036,259 in the October 2022 data and $418,926,290 in the October 2026 data, up 295%.
Total employees: 9 in October 2022 and 60 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- No longer lists the business name E3 Retirement Select.
- No longer lists an office in White Bear Lake, MN.

### March 2026
- No longer lists the business name Munoz Financial LLC.
- Added the business name Breakline Wealth + Tax, LLC.
- Employees performing advisory functions went from 39 to 42.
- Regulatory assets under management went from $361,954,267 to $418,926,290 (+16%).
- Changed its office addresses in Scottsdale, AZ.

### January 2026
- Registered or notice-filed in UT.

### December 2025
- Registered or notice-filed in ID.
- Updated its list of owners and control persons (Schedule A).

### November 2025
- No longer lists the business name Mundt Wealth Management.
- No longer lists an office in St Charles, MN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TRANSCE3ND LLC (CRD 317745): Form ADV filing data as of October 2026.