{
  "crd_number": 317745,
  "slug": "transce3nd-llc-buda-tx-317745",
  "primary_business_name": "TRANSCE3ND LLC",
  "legal_name": "TRANSCE3ND LLC",
  "dbas": [
    "ADVANCED PLANNING SOLUTIONS, LLC",
    "ALEXANDER FINANCIAL MANAGEMENT, LLC",
    "BREAKLINE WEALTH + TAX, LLC",
    "E3 CONSULTANTS GROUP",
    "E3 WEALTH",
    "FINE FUTURE FINANCIAL",
    "GREENWAY FINANCIAL GROUP",
    "SUMMIT TAX AND WEALTH ADVISORY, LLC",
    "SUREFIRE FINANCIAL, INC.",
    "THE RICKS GROUP",
    "WEALTH STRATEGIES ADVISORY GROUP, LLC"
  ],
  "city": "Buda",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "12420",
  "metro": {
    "cbsa_code": "12420",
    "common_name": "Austin",
    "msa_name": "Austin-Round Rock-San Marcos, TX",
    "path": "/advisors/tx/austin"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-09-30",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-05-05",
  "carried_forward": false,
  "raum_total": 418926290.0,
  "raum_discretionary": 418926290.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 60,
  "advisory_employees": 42,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 238388380.0,
      "count": 1380
    },
    "investment_companies": {
      "raum": 1105799.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 5324418.0,
      "count": 24
    },
    "high_net_worth_individuals": {
      "raum": 166446069.0,
      "count": 201
    },
    "corporations_other_businesses": {
      "raum": 7661624.0,
      "count": 14
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "KS",
    "LA",
    "MN",
    "MO",
    "NC",
    "ND",
    "NE",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI"
  ],
  "websites": [
    "https://e3wealth.com",
    "https://transcendim.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317745",
  "city_as_filed": "BUDA",
  "url": "https://advisorcensus.com/firm/transce3nd-llc-buda-tx-317745",
  "display_name": "TRANSCE3ND LLC",
  "summary": "TRANSCE3ND LLC is an SEC-registered investment advisory firm in Buda, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.",
  "citation": "AdvisorCensus. TRANSCE3ND LLC (CRD 317745): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is TRANSCE3ND LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), TRANSCE3ND LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does TRANSCE3ND LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 states: Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is TRANSCE3ND LLC located?",
      "a": "TRANSCE3ND LLC's principal office is in Buda, TX, according to its Form ADV; the June 2026 filing also lists 10 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is TRANSCE3ND LLC registered with the SEC or a state?",
      "a": "TRANSCE3ND LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317745."
    },
    {
      "q": "How much does TRANSCE3ND LLC manage?",
      "a": "TRANSCE3ND LLC reports $418,926,290 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have TRANSCE3ND LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for TRANSCE3ND LLC: Regulatory assets under management: $106,036,259 in the October 2022 data and $418,926,290 in the October 2026 data, up 295%. Total employees: 9 in October 2022 and 60 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does TRANSCE3ND LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,380); high net worth individuals (201); pension and profit sharing plans (but not the plan participants or government pension plans) (24)."
    },
    {
      "q": "Which custodians does TRANSCE3ND LLC use?",
      "a": "TRANSCE3ND LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC, Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC (affiliated with the firm) as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does TRANSCE3ND LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317745"
    },
    {
      "q": "Does TRANSCE3ND LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 says: \"We do not impose a minimum account value to initiate our Firm’s advisory and money management services.\" \"We do not impose a minimum account value to initiate our Firm’s advisory and wealth management services.\""
    },
    {
      "q": "What changed in TRANSCE3ND LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 106036259.0,
      "total_employees": 9,
      "filing_date": "2022-09-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 184339939.0,
      "total_employees": 31,
      "filing_date": "2023-07-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 313196458.0,
      "total_employees": 31,
      "filing_date": "2024-08-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 361954267.0,
      "total_employees": 41,
      "filing_date": "2025-06-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 418926290.0,
      "total_employees": 60,
      "filing_date": "2026-05-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "No longer lists the business name E3 Retirement Select.",
        "No longer lists an office in White Bear Lake, MN."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "No longer lists the business name Munoz Financial LLC.",
        "Added the business name Breakline Wealth + Tax, LLC.",
        "Employees performing advisory functions went from 39 to 42.",
        "Regulatory assets under management went from $361,954,267 to $418,926,290 (+16%).",
        "Changed its office addresses in Scottsdale, AZ."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Registered or notice-filed in UT."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in ID.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "No longer lists the business name Mundt Wealth Management.",
        "No longer lists an office in St Charles, MN."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 27, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 1% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Asset based fees range from 0.50% to 1.00% annually and fixed fees range from $3,000-$25,000 annually."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not impose a minimum account value to initiate our Firm’s advisory and money management services.",
          "We do not impose a minimum account value to initiate our Firm’s advisory and wealth management services."
        ]
      }
    ],
    "quotes": [
      "Asset based fees range from 0.50% to 1.00% annually and fixed fees range from $3,000-$25,000 annually.",
      "We do not impose a minimum account value to initiate our Firm’s advisory and money management services.",
      "We do not impose a minimum account value to initiate our Firm’s advisory and wealth management services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Axos Clearing LLC",
      "name_as_filed": "AXOS CLEARING LLC",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": true
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/transce3nd-llc-buda-tx-317745.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1380,
      "fewer_than_5": false,
      "raum": 238388380.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 201,
      "fewer_than_5": false,
      "raum": 166446069.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 1105799.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 24,
      "fewer_than_5": false,
      "raum": 5324418.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 14,
      "fewer_than_5": false,
      "raum": 7661624.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317745",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}