{
  "crd_number": 169820,
  "slug": "transatlantique-private-wealth-llc-new-york-ny-169820",
  "primary_business_name": "TRANSATLANTIQUE PRIVATE WEALTH LLC",
  "legal_name": "TRANSATLANTIQUE PRIVATE WEALTH LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-01-28",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-09-25",
  "carried_forward": false,
  "raum_total": 878775090.0,
  "raum_discretionary": 868422607.0,
  "raum_non_discretionary": 10352483.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 11,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 16029591.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 32876479.0,
      "count": 64
    },
    "high_net_worth_individuals": {
      "raum": 829869020.0,
      "count": 347
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "LA",
    "MA",
    "NH",
    "NJ",
    "NY",
    "PA",
    "TX",
    "UT",
    "VA",
    "VT"
  ],
  "websites": [
    "https://banquetransatlantique.com/fr/international/private-wealth-usa.html",
    "https://linkedin.com/showcase/transatlantique-private-wealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169820",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/transatlantique-private-wealth-llc-new-york-ny-169820",
  "display_name": "Transatlantique Private Wealth LLC",
  "summary": "Transatlantique Private Wealth LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 25, 2026.",
  "citation": "AdvisorCensus. Transatlantique Private Wealth LLC (CRD 169820): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Transatlantique Private Wealth LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Transatlantique Private Wealth LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Transatlantique Private Wealth LLC located?",
      "a": "Transatlantique Private Wealth LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Transatlantique Private Wealth LLC registered with the SEC or a state?",
      "a": "Transatlantique Private Wealth LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 169820."
    },
    {
      "q": "How much does Transatlantique Private Wealth LLC manage?",
      "a": "Transatlantique Private Wealth LLC reports $878,775,090 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (99% discretionary)."
    },
    {
      "q": "How have Transatlantique Private Wealth LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Transatlantique Private Wealth LLC: Regulatory assets under management: $450,080,173 in the October 2021 data and $878,775,090 in the October 2026 data, up 95%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Transatlantique Private Wealth LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (347); individuals (other than high net worth individuals) (64)."
    },
    {
      "q": "Which custodians does Transatlantique Private Wealth LLC use?",
      "a": "Transatlantique Private Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Banque Transatlantique Paris (affiliated with the firm), Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Transatlantique Private Wealth LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169820"
    },
    {
      "q": "What changed in Transatlantique Private Wealth LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 450080173.0,
      "total_employees": 8,
      "filing_date": "2021-09-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 467002562.0,
      "total_employees": 8,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 492414506.0,
      "total_employees": 8,
      "filing_date": "2023-04-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 595329700.0,
      "total_employees": 8,
      "filing_date": "2024-06-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 676186819.0,
      "total_employees": 11,
      "filing_date": "2025-05-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 878775090.0,
      "total_employees": 11,
      "filing_date": "2026-09-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $676,186,819 to $878,775,090 (+30%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Banque Transatlantique Paris",
      "name_as_filed": "BANQUE TRANSATLANTIQUE PARIS",
      "affiliated": true
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/transatlantique-private-wealth-llc-new-york-ny-169820.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 64,
      "fewer_than_5": false,
      "raum": 32876479.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 347,
      "fewer_than_5": false,
      "raum": 829869020.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 16029591.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169820",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}