# Transamerica Asset Management, Inc.

> Transamerica Asset Management, Inc. is an SEC-registered investment advisory firm in Denver, CO, registered since 1996, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 107376
- Filed as: TRANSAMERICA ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107376
- AdvisorCensus page: https://advisorcensus.com/firm/transamerica-asset-management-inc-denver-co-107376

## Quick answers

**How is Transamerica Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Transamerica Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Transamerica Asset Management, Inc. located?**
Transamerica Asset Management, Inc.'s principal office is in Denver, CO, according to its Form ADV.

**Is Transamerica Asset Management, Inc. registered with the SEC or a state?**
Transamerica Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 107376.

**How much does Transamerica Asset Management, Inc. manage?**
Transamerica Asset Management, Inc. reports $65,942,646,033 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (97% discretionary).

**How have Transamerica Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Transamerica Asset Management, Inc.: Regulatory assets under management: $88,465,059,001 in the October 2021 data and $65,942,646,033 in the October 2026 data, down 25%. Total employees: 60 in October 2021 and 53 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Transamerica Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: investment companies (95); pooled investment vehicles (other than investment companies and business development companies) (23); insurance companies (1).

**Does Transamerica Asset Management, Inc. report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107376

**What changed in Transamerica Asset Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 9 to 8. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $65,942,646,033
- Discretionary: $64,152,510,216
- Non-discretionary: $1,790,135,817

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 95 | $64,152,510,216 |
| Pooled investment vehicles (other than investment companies and business development companies) | 23 | $1,790,135,817 |
| Insurance companies | 1 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 1996 (29 years)
- Employees: 53 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107376

### Websites listed on Form ADV (Item 1.I)
- [transamerica.com/INDIVIDUAL/INVESTMENTS/MUTUAL-FUNDS-OVERVIEW](https://transamerica.com/INDIVIDUAL/INVESTMENTS/MUTUAL-FUNDS-OVERVIEW)
- Facebook @TRANSAMERICA
- Instagram @TRANSAMERICA
- LinkedIn @TRANSAMERICA
- X @TRANSAMERICA
- YouTube @TRANSAMERICA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $88,465,059,001 | 60 | April 30, 2021 |
| October 2022 | $88,624,009,784 | 56 | April 29, 2022 |
| October 2023 | $63,514,278,950 | 59 | March 31, 2023 |
| October 2024 | $65,938,129,807 | 60 | March 28, 2024 |
| October 2025 | $65,190,227,991 | 58 | April 28, 2025 |
| October 2026 | $65,942,646,033 | 53 | September 30, 2026 |

Regulatory assets under management: $88,465,059,001 in the October 2021 data and $65,942,646,033 in the October 2026 data, down 25%.
Total employees: 60 in October 2021 and 53 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 9 to 8.
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Employees performing advisory functions went from 10 to 9.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Transamerica Asset Management, Inc. (CRD 107376): Form ADV filing data as of October 2026.