{
  "crd_number": 107376,
  "slug": "transamerica-asset-management-inc-denver-co-107376",
  "primary_business_name": "TRANSAMERICA ASSET MANAGEMENT, INC.",
  "legal_name": "TRANSAMERICA ASSET MANAGEMENT, INC.",
  "dbas": [],
  "city": "Denver",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1996-12-31",
  "years_registered": 29,
  "period": "2026-10-01",
  "filing_date": "2026-09-30",
  "carried_forward": false,
  "raum_total": 65942646033.0,
  "raum_discretionary": 64152510216.0,
  "raum_non_discretionary": 1790135817.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 53,
  "advisory_employees": 8,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "insurance_companies": {
      "raum": 0.0,
      "count": 1,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 64152510216.0,
      "count": 95
    },
    "pooled_investment_vehicles": {
      "raum": 1790135817.0,
      "count": 23
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 5,
  "states_registered": [
    "CO"
  ],
  "websites": [
    "https://facebook.com/TRANSAMERICA",
    "https://instagram.com/TRANSAMERICA",
    "https://linkedin.com/COMPANY/TRANSAMERICA",
    "https://transamerica.com/INDIVIDUAL/INVESTMENTS/MUTUAL-FUNDS-OVERVIEW",
    "https://x.com/TRANSAMERICA",
    "https://youtube.com/TRANSAMERICA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107376",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "DENVER",
  "url": "https://advisorcensus.com/firm/transamerica-asset-management-inc-denver-co-107376",
  "display_name": "Transamerica Asset Management, Inc.",
  "summary": "Transamerica Asset Management, Inc. is an SEC-registered investment advisory firm in Denver, CO, registered since 1996, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 30, 2026.",
  "citation": "AdvisorCensus. Transamerica Asset Management, Inc. (CRD 107376): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Transamerica Asset Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Transamerica Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Transamerica Asset Management, Inc. located?",
      "a": "Transamerica Asset Management, Inc.'s principal office is in Denver, CO, according to its Form ADV."
    },
    {
      "q": "Is Transamerica Asset Management, Inc. registered with the SEC or a state?",
      "a": "Transamerica Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 107376."
    },
    {
      "q": "How much does Transamerica Asset Management, Inc. manage?",
      "a": "Transamerica Asset Management, Inc. reports $65,942,646,033 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (97% discretionary)."
    },
    {
      "q": "How have Transamerica Asset Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Transamerica Asset Management, Inc.: Regulatory assets under management: $88,465,059,001 in the October 2021 data and $65,942,646,033 in the October 2026 data, down 25%. Total employees: 60 in October 2021 and 53 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Transamerica Asset Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (95); pooled investment vehicles (other than investment companies and business development companies) (23); insurance companies (1)."
    },
    {
      "q": "Does Transamerica Asset Management, Inc. report any disciplinary disclosures?",
      "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107376"
    },
    {
      "q": "What changed in Transamerica Asset Management, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 8. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 88465059001.0,
      "total_employees": 60,
      "filing_date": "2021-04-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 88624009784.0,
      "total_employees": 56,
      "filing_date": "2022-04-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 63514278950.0,
      "total_employees": 59,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 65938129807.0,
      "total_employees": 60,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 65190227991.0,
      "total_employees": 58,
      "filing_date": "2025-04-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 65942646033.0,
      "total_employees": 53,
      "filing_date": "2026-09-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 8.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 10 to 9.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/transamerica-asset-management-inc-denver-co-107376.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 95,
      "fewer_than_5": false,
      "raum": 64152510216.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 23,
      "fewer_than_5": false,
      "raum": 1790135817.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 1,
      "fewer_than_5": true,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107376",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}