# Tranquilli Financial Advisor, LLC

> Tranquilli Financial Advisor, LLC is an SEC-registered investment advisory firm in Clinton, NJ, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 298056
- Filed as: TRANQUILLI FINANCIAL ADVISOR, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Clinton, NJ
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298056
- AdvisorCensus page: https://advisorcensus.com/firm/tranquilli-financial-advisor-llc-clinton-nj-298056

## Quick answers

**How is Tranquilli Financial Advisor, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tranquilli Financial Advisor, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Tranquilli Financial Advisor, LLC charge?**
Its Form ADV Part 2A brochure dated January 30, 2026 states: Flat fee: $1,500 to $10,000 (financial planning and consulting services); Hourly rate: $550 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Tranquilli Financial Advisor, LLC located?**
Tranquilli Financial Advisor, LLC's principal office is in Clinton, NJ, according to its Form ADV.

**Is Tranquilli Financial Advisor, LLC registered with the SEC or a state?**
Tranquilli Financial Advisor, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298056.

**How much does Tranquilli Financial Advisor, LLC manage?**
Tranquilli Financial Advisor, LLC reports $199,358,227 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Tranquilli Financial Advisor, LLC's assets and staff changed since 2021?**
In the Form ADV data for Tranquilli Financial Advisor, LLC: Regulatory assets under management: $125,893,452 in the October 2021 data and $199,358,227 in the October 2026 data, up 58%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tranquilli Financial Advisor, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (141); high net worth individuals (80); charitable organizations (3).

**Which custodians does Tranquilli Financial Advisor, LLC use?**
Tranquilli Financial Advisor, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Tranquilli Financial Advisor, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298056

**What changed in Tranquilli Financial Advisor, LLC's recent Form ADV filings?**
In the April 2026 filing data: Registered or notice-filed in MO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 30, 2026)

- Flat fee: $1,500 to $10,000 (financial planning and consulting services)

> These fees are negotiable, but range from $1,500 to $10,000 on a fixed fee basis and/or $550 on an hourly basis, depending upon the scope and complexity of the services

- Hourly rate: $550 an hour (financial planning and/or consulting services)

> These fees are negotiable, but range from $1,500 to $10,000 on a fixed fee basis and/or $550 on an hourly basis, depending upon the scope and complexity of the services

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $199,358,227
- Discretionary: $199,358,227
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 141 | $37,983,204 |
| High net worth individuals | 80 | $160,413,783 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $533,167 |
| Charitable organizations | 3 | $428,073 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, KS, LA, MO, NH, NJ, NY, PA, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tranquillifa.com
- Facebook @TranquilliFinancialAdvisor
- LinkedIn @louistranquilli
- YouTube @louistranquilli7909

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $125,893,452 | 1 | August 13, 2021 |
| October 2022 | $161,515,341 | 2 | March 31, 2022 |
| October 2023 | $147,285,900 | 2 | March 16, 2023 |
| October 2024 | $163,136,734 | 1 | March 27, 2024 |
| October 2025 | $177,924,768 | 1 | February 18, 2025 |
| October 2026 | $199,358,227 | 2 | March 26, 2026 |

Regulatory assets under management: $125,893,452 in the October 2021 data and $199,358,227 in the October 2026 data, up 58%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Registered or notice-filed in MO.

### February 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $177,924,768 to $199,358,227 (+12%).
- Registered or notice-filed in KS.

### January 2026
- No longer registered or notice-filed in NC, SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tranquilli Financial Advisor, LLC (CRD 298056): Form ADV filing data as of October 2026.