# Tradition Wealth Management LLC

> Tradition Wealth Management LLC is an SEC-registered investment advisory firm in Edina, MN, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 12, 2026.

- CRD: 128314
- Filed as: TRADITION WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Edina, MN
- Filing period: October 2026
- Form ADV filing dated: June 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128314
- AdvisorCensus page: https://advisorcensus.com/firm/tradition-wealth-management-llc-edina-mn-128314

## Quick answers

**How is Tradition Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tradition Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Tradition Wealth Management LLC charge?**
Its Form ADV Part 2A brochure dated June 12, 2026 states: Hourly rate: $300 an hour (Undefined services or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Tradition Wealth Management LLC located?**
Tradition Wealth Management LLC's principal office is in Edina, MN, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Tradition Wealth Management LLC registered with the SEC or a state?**
Tradition Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 128314.

**How much does Tradition Wealth Management LLC manage?**
Tradition Wealth Management LLC reports $2,603,155,796 in regulatory assets under management in its Form ADV filing dated June 12, 2026 (98% discretionary).

**How have Tradition Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Tradition Wealth Management LLC: Regulatory assets under management: $848,445,990 in the October 2021 data and $2,603,155,796 in the October 2026 data, up 207%. Total employees: 20 in October 2021 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tradition Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,576); high net worth individuals (579); pension and profit sharing plans (but not the plan participants or government pension plans) (69).

**Which custodians does Tradition Wealth Management LLC use?**
Tradition Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Tradition Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128314

**What changed in Tradition Wealth Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 28 to 30. Regulatory assets under management went from $1,950,074,593 to $2,368,549,348 (+21%). Changed its office addresses in Wayzata, MN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 12, 2026)

- Hourly rate: $300 an hour (Undefined services or consulting services)

> Hourly Fee $300 per hour One half (1/2) of the estimated fee is due upon execution of the advisory agreement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,603,155,796
- Discretionary: $2,548,810,900
- Non-discretionary: $54,344,896

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,576 | $382,644,399 |
| High net worth individuals | 579 | $1,841,614,523 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 69 | $353,296,965 |
| Charitable organizations | Fewer than 5 | $150,576 |
| Corporations or other businesses not listed above | 20 | $25,449,333 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2004 (22 years)
- Employees: 32 total, 30 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, CO, FL, GA, IA, IL, MN, NC, ND, NE, NH, NJ, NV, NY, OR, PA, SD, TN, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Scottsdale, AZ
- Wayzata, MN
- Woodbury, MN

### Websites listed on Form ADV (Item 1.I)
- traditioncompanies.com
- traditionwealth.com
- traditionwealthmanagement.com
- Facebook @TRADITIONWEALTHMANAGEMENT
- LinkedIn @24429914

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $848,445,990 | 20 | March 25, 2021 |
| October 2022 | $1,149,066,092 | 23 | March 23, 2022 |
| October 2023 | $1,092,428,268 | 26 | March 27, 2023 |
| October 2024 | $1,522,493,293 | 27 | March 26, 2024 |
| October 2025 | $1,950,074,593 | 28 | March 26, 2025 |
| October 2026 | $2,603,155,796 | 32 | June 12, 2026 |

Regulatory assets under management: $848,445,990 in the October 2021 data and $2,603,155,796 in the October 2026 data, up 207%.
Total employees: 20 in October 2021 and 32 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 28 to 30.
- Regulatory assets under management went from $1,950,074,593 to $2,368,549,348 (+21%).
- Changed its office addresses in Wayzata, MN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tradition Wealth Management LLC (CRD 128314): Form ADV filing data as of October 2026.