{
  "crd_number": 128314,
  "slug": "tradition-wealth-management-llc-edina-mn-128314",
  "primary_business_name": "TRADITION WEALTH MANAGEMENT LLC",
  "legal_name": "TRADITION WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "Edina",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-01-30",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-06-12",
  "carried_forward": false,
  "raum_total": 2603155796.0,
  "raum_discretionary": 2548810900.0,
  "raum_non_discretionary": 54344896.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 32,
  "advisory_employees": 30,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 150576.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 382644399.0,
      "count": 1576
    },
    "pension_profit_sharing": {
      "raum": 353296965.0,
      "count": 69
    },
    "high_net_worth_individuals": {
      "raum": 1841614523.0,
      "count": 579
    },
    "corporations_other_businesses": {
      "raum": 25449333.0,
      "count": 20
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "IA",
    "IL",
    "MN",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OR",
    "PA",
    "SD",
    "TN",
    "TX",
    "WA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/TRADITIONWEALTHMANAGEMENT",
    "https://linkedin.com/COMPANY/24429914",
    "https://traditioncompanies.com",
    "https://traditionwealth.com",
    "https://traditionwealthmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128314",
  "city_as_filed": "EDINA",
  "url": "https://advisorcensus.com/firm/tradition-wealth-management-llc-edina-mn-128314",
  "display_name": "Tradition Wealth Management LLC",
  "summary": "Tradition Wealth Management LLC is an SEC-registered investment advisory firm in Edina, MN, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 12, 2026.",
  "citation": "AdvisorCensus. Tradition Wealth Management LLC (CRD 128314): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Tradition Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tradition Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Tradition Wealth Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated June 12, 2026 states: Hourly rate: $300 an hour (Undefined services or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Tradition Wealth Management LLC located?",
      "a": "Tradition Wealth Management LLC's principal office is in Edina, MN, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Tradition Wealth Management LLC registered with the SEC or a state?",
      "a": "Tradition Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 128314."
    },
    {
      "q": "How much does Tradition Wealth Management LLC manage?",
      "a": "Tradition Wealth Management LLC reports $2,603,155,796 in regulatory assets under management in its Form ADV filing dated June 12, 2026 (98% discretionary)."
    },
    {
      "q": "How have Tradition Wealth Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Tradition Wealth Management LLC: Regulatory assets under management: $848,445,990 in the October 2021 data and $2,603,155,796 in the October 2026 data, up 207%. Total employees: 20 in October 2021 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Tradition Wealth Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,576); high net worth individuals (579); pension and profit sharing plans (but not the plan participants or government pension plans) (69)."
    },
    {
      "q": "Which custodians does Tradition Wealth Management LLC use?",
      "a": "Tradition Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Tradition Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128314"
    },
    {
      "q": "What changed in Tradition Wealth Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 28 to 30. Regulatory assets under management went from $1,950,074,593 to $2,368,549,348 (+21%). Changed its office addresses in Wayzata, MN."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 848445990.0,
      "total_employees": 20,
      "filing_date": "2021-03-25"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1149066092.0,
      "total_employees": 23,
      "filing_date": "2022-03-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1092428268.0,
      "total_employees": 26,
      "filing_date": "2023-03-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1522493293.0,
      "total_employees": 27,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1950074593.0,
      "total_employees": 28,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2603155796.0,
      "total_employees": 32,
      "filing_date": "2026-06-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 28 to 30.",
        "Regulatory assets under management went from $1,950,074,593 to $2,368,549,348 (+21%).",
        "Changed its office addresses in Wayzata, MN."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 12, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $300 an hour (Undefined services or consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (Undefined services or consulting services)"
        ],
        "quotes": [
          "Hourly Fee $300 per hour One half (1/2) of the estimated fee is due upon execution of the advisory agreement."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Undefined services or consulting services"
        }
      ]
    },
    "quotes": [
      "Hourly Fee $300 per hour One half (1/2) of the estimated fee is due upon execution of the advisory agreement."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/tradition-wealth-management-llc-edina-mn-128314.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1576,
      "fewer_than_5": false,
      "raum": 382644399.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 579,
      "fewer_than_5": false,
      "raum": 1841614523.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 69,
      "fewer_than_5": false,
      "raum": 353296965.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 150576.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 20,
      "fewer_than_5": false,
      "raum": 25449333.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128314",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}