{
  "crd_number": 298542,
  "slug": "tradingvalley-inc-taipei-298542",
  "primary_business_name": "TRADINGVALLEY INC.",
  "legal_name": "TRADINGVALLEY INC.",
  "dbas": [
    "GROWIN"
  ],
  "city": "Taipei",
  "state": null,
  "country": "Taiwan,  Republic of China",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-12-17",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-03-02",
  "carried_forward": false,
  "raum_total": 4354136.0,
  "raum_discretionary": 4354136.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 4354136.0,
      "count": 168
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "security_ratings_pricing"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "NY"
  ],
  "websites": [
    "https://growin.tv"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298542",
  "city_as_filed": "TAIPEI",
  "url": "https://advisorcensus.com/firm/tradingvalley-inc-taipei-298542",
  "display_name": "Tradingvalley Inc.",
  "summary": "Tradingvalley Inc. is an SEC-registered investment advisory firm in Taipei, Taiwan,  Republic of China, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.",
  "citation": "AdvisorCensus. Tradingvalley Inc. (CRD 298542): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Publication of periodicals or newsletters",
    "Security ratings or pricing services"
  ],
  "quick_answers": [
    {
      "q": "How is Tradingvalley Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tradingvalley Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Tradingvalley Inc. located?",
      "a": "Tradingvalley Inc.'s principal office is in Taipei, Taiwan,  Republic of China, according to its Form ADV."
    },
    {
      "q": "Is Tradingvalley Inc. registered with the SEC or a state?",
      "a": "Tradingvalley Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298542."
    },
    {
      "q": "How much does Tradingvalley Inc. manage?",
      "a": "Tradingvalley Inc. reports $4,354,136 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Tradingvalley Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Tradingvalley Inc.: Regulatory assets under management: $2,935,620 in the October 2021 data and $4,354,136 in the October 2026 data, up 48%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Tradingvalley Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (168)."
    },
    {
      "q": "Does Tradingvalley Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298542"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2935620.0,
      "total_employees": 3,
      "filing_date": "2021-03-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 4773985.0,
      "total_employees": 3,
      "filing_date": "2022-03-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 4535789.0,
      "total_employees": 3,
      "filing_date": "2023-02-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 4725175.0,
      "total_employees": 2,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 4063147.0,
      "total_employees": 2,
      "filing_date": "2025-03-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 4354136.0,
      "total_employees": 2,
      "filing_date": "2026-03-02"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/tradingvalley-inc-taipei-298542.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 168,
      "fewer_than_5": false,
      "raum": 4354136.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298542",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}