# TR Capital Management, LLC

> TR Capital Management, LLC is an SEC-registered investment advisory firm in Rockville Centre, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 164268
- Filed as: TR CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rockville Centre, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164268
- AdvisorCensus page: https://advisorcensus.com/firm/tr-capital-management-llc-rockville-centre-ny-164268

## Quick answers

**How is TR Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TR Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is TR Capital Management, LLC located?**
TR Capital Management, LLC's principal office is in Rockville Centre, NY, according to its Form ADV.

**Is TR Capital Management, LLC registered with the SEC or a state?**
TR Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164268.

**How much does TR Capital Management, LLC manage?**
TR Capital Management, LLC reports $166,290,787 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have TR Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for TR Capital Management, LLC: Regulatory assets under management: $58,883,000 in the October 2021 data and $166,290,787 in the October 2026 data, up 182%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TR Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4); other (3).

**Which custodians does TR Capital Management, LLC use?**
TR Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase Bank, M&T Bank Corporation and Wilmington Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does TR Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164268

**What changed in TR Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $149,576,000 to $166,290,787 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- JP Morgan Chase Bank
- M&T Bank Corporation
- Wilmington Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $166,290,787
- Discretionary: $166,290,787
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $132,336,787 |
| Other | 3 | $33,954,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 8 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- trcmllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $58,883,000 | 7 | March 29, 2021 |
| October 2022 | $74,648,000 | 6 | March 30, 2022 |
| October 2023 | $100,778,000 | 6 | March 24, 2023 |
| October 2024 | $133,007,000 | 7 | March 27, 2024 |
| October 2025 | $149,576,000 | 7 | March 27, 2025 |
| October 2026 | $166,290,787 | 8 | March 27, 2026 |

Regulatory assets under management: $58,883,000 in the October 2021 data and $166,290,787 in the October 2026 data, up 182%.
Total employees: 7 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $149,576,000 to $166,290,787 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TR Capital Management, LLC (CRD 164268): Form ADV filing data as of October 2026.