# TPW Finance LLC

> TPW Finance LLC is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.

- CRD: 334226
- Filed as: TPW FINANCE LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: February 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334226
- AdvisorCensus page: https://advisorcensus.com/firm/tpw-finance-llc-334226

## Quick answers

**How is TPW Finance LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TPW Finance LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is TPW Finance LLC registered with the SEC or a state?**
TPW Finance LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334226.

**How much does TPW Finance LLC manage?**
TPW Finance LLC reports $8,600,000 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (100% discretionary).

**What types of clients does TPW Finance LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3); individuals (other than high net worth individuals) (2).

**Does TPW Finance LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334226

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $8,600,000
- Discretionary: $8,600,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $1,465,000 |
| High net worth individuals | 3 | $7,135,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tpwfinance.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TPW Finance LLC (CRD 334226): Form ADV filing data as of October 2026.