# Towneley Capital Management, Inc. > Towneley Capital Management, Inc. is an SEC-registered investment advisory firm in Laguna Hills, CA, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 6, 2026. - CRD: 169863 - Filed as: TOWNELEY CAPITAL MANAGEMENT, INC. - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Laguna Hills, CA - Filing period: October 2026 - Form ADV filing dated: April 6, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169863 - AdvisorCensus page: https://advisorcensus.com/firm/towneley-capital-management-inc-laguna-hills-ca-169863 ## Quick answers **How is Towneley Capital Management, Inc. compensated?** On its Form ADV (Item 5.E, October 2026), Towneley Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). **How much does Towneley Capital Management, Inc. charge?** Its Form ADV Part 2A brochure dated March 6, 2026 states: Flat fee: $5,000 (stand-alone financial planning and consulting fees); Flat fee: $1,250 a quarter (ongoing financial planning and consulting arrangements). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Towneley Capital Management, Inc. located?** Towneley Capital Management, Inc.'s principal office is in Laguna Hills, CA, according to its Form ADV. **Is Towneley Capital Management, Inc. registered with the SEC or a state?** Towneley Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169863. **How much does Towneley Capital Management, Inc. manage?** Towneley Capital Management, Inc. reports $1,093,527,901 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (100% discretionary). **How have Towneley Capital Management, Inc.'s assets and staff changed since 2021?** In the Form ADV data for Towneley Capital Management, Inc.: Regulatory assets under management: $849,245,103 in the October 2021 data and $1,093,527,901 in the October 2026 data, up 29%. Total employees: 14 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Towneley Capital Management, Inc. serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (93); high net worth individuals (61); other (61). **Which custodians does Towneley Capital Management, Inc. use?** Towneley Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Towneley Capital Management, Inc. report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169863 **What changed in Towneley Capital Management, Inc.'s recent Form ADV filings?** In the May 2026 filing data: Employees performing advisory functions went from 9 to 8. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026) - Flat fee: $5,000 (stand-alone financial planning and consulting fees) > Towneley's stand-alone financial planning and consulting fees are negotiable but generally begin at $5,000 on a flat fee basis depending upon the level and scope of the services required, and the professionals rendering the services. - Flat fee: $1,250 a quarter (ongoing financial planning and consulting arrangements) > For ongoing financial planning and consulting arrangements, we charge a flat fee of $1,250 per quarter, payable in arrears. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $1,093,527,901 - Discretionary: $1,093,527,901 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 93 | $51,845,650 | | High net worth individuals | 61 | $230,737,014 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $32,271,937 | | Charitable organizations | 15 | $537,489,036 | | Insurance companies | 1 | $21,056,079 | | Corporations or other businesses not listed above | 4 | $29,856,735 | | Other | 61 | $190,271,450 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Pension consulting services - Other ### Firm details - Registered since: 2013 (12 years) - Employees: 12 total, 8 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, DE, FL, MA, MD, MO, NH, NJ, NY, OR, TN, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - towneley.com - LinkedIn @towneley-capital-management-inc- ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $849,245,103 | 14 | March 29, 2021 | | October 2022 | $954,028,878 | 13 | June 8, 2022 | | October 2023 | $819,043,342 | 13 | April 19, 2023 | | October 2024 | $882,417,396 | 13 | September 5, 2024 | | October 2025 | $1,024,211,665 | 13 | April 28, 2025 | | October 2026 | $1,093,527,901 | 12 | April 6, 2026 | Regulatory assets under management: $849,245,103 in the October 2021 data and $1,093,527,901 in the October 2026 data, up 29%. Total employees: 14 in October 2021 and 12 in October 2026. ## Changes in the filing (last 12 months) ### May 2026 - Employees performing advisory functions went from 9 to 8. ### April 2026 - Registered or notice-filed in DE, MO. ### January 2026 - No longer registered or notice-filed in DC, MO. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Towneley Capital Management, Inc. (CRD 169863): Form ADV filing data as of October 2026.