{
  "crd_number": 288593,
  "slug": "towerpoint-wealth-llc-sacramento-ca-288593",
  "primary_business_name": "TOWERPOINT WEALTH, LLC",
  "legal_name": "TOWERPOINT WEALTH, LLC",
  "dbas": [],
  "city": "Sacramento",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40900",
  "metro": {
    "cbsa_code": "40900",
    "common_name": "Sacramento",
    "msa_name": "Sacramento-Roseville-Folsom, CA",
    "path": "/advisors/ca/sacramento"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-05-26",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-06-05",
  "carried_forward": false,
  "raum_total": 561286844.0,
  "raum_discretionary": 559940047.0,
  "raum_non_discretionary": 1346797.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 9,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 123346610.0,
      "count": 400
    },
    "high_net_worth_individuals": {
      "raum": 434126343.0,
      "count": 161
    },
    "corporations_other_businesses": {
      "raum": 3813891.0,
      "count": 9
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "NV",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://facebook.com/TOWERPOINTWEALTH",
    "https://instagram.com/twrpointwealth?hl=en",
    "https://linkedin.com/COMPANY/TOWERPOINTWEALTH",
    "https://towerpointwealth.com",
    "https://youtube.com/CHANNEL/UCLLTEIHMS7PC4AUOVGWN0NG"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288593",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "SACRAMENTO",
  "url": "https://advisorcensus.com/firm/towerpoint-wealth-llc-sacramento-ca-288593",
  "display_name": "Towerpoint Wealth, LLC",
  "summary": "Towerpoint Wealth, LLC is an SEC-registered investment advisory firm in Sacramento, CA, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 5, 2026.",
  "citation": "AdvisorCensus. Towerpoint Wealth, LLC (CRD 288593): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Towerpoint Wealth, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Towerpoint Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Towerpoint Wealth, LLC located?",
      "a": "Towerpoint Wealth, LLC's principal office is in Sacramento, CA, according to its Form ADV."
    },
    {
      "q": "Is Towerpoint Wealth, LLC registered with the SEC or a state?",
      "a": "Towerpoint Wealth, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288593."
    },
    {
      "q": "How much does Towerpoint Wealth, LLC manage?",
      "a": "Towerpoint Wealth, LLC reports $561,286,844 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Towerpoint Wealth, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Towerpoint Wealth, LLC: Regulatory assets under management: $327,857,751 in the October 2021 data and $561,286,844 in the October 2026 data, up 71%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Towerpoint Wealth, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (400); high net worth individuals (161); corporations or other businesses not listed above (9)."
    },
    {
      "q": "Which custodians does Towerpoint Wealth, LLC use?",
      "a": "Towerpoint Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Towerpoint Wealth, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288593"
    },
    {
      "q": "What changed in Towerpoint Wealth, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $470,002,773 to $561,286,844 (+19%). Registered or notice-filed in AZ, CO, WA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 327857751.0,
      "total_employees": 7,
      "filing_date": "2021-07-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 363602101.0,
      "total_employees": 6,
      "filing_date": "2022-09-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 356589557.0,
      "total_employees": 8,
      "filing_date": "2023-04-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 418956820.0,
      "total_employees": 8,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 470002773.0,
      "total_employees": 9,
      "filing_date": "2025-03-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 561286844.0,
      "total_employees": 9,
      "filing_date": "2026-06-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $470,002,773 to $561,286,844 (+19%).",
        "Registered or notice-filed in AZ, CO, WA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/towerpoint-wealth-llc-sacramento-ca-288593.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 400,
      "fewer_than_5": false,
      "raum": 123346610.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 161,
      "fewer_than_5": false,
      "raum": 434126343.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 9,
      "fewer_than_5": false,
      "raum": 3813891.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288593",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}