# Tower Financial Strategies Corp.

> Tower Financial Strategies Corp. is a state-registered investment advisory firm, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 2, 2026.

- CRD: 293556
- Filed as: TOWER FINANCIAL STRATEGIES CORP.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Kansas
- Filing period: October 2026
- Form ADV filing dated: January 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/293556
- AdvisorCensus page: https://advisorcensus.com/firm/tower-financial-strategies-corp-293556

## Quick answers

**How is Tower Financial Strategies Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Tower Financial Strategies Corp. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Tower Financial Strategies Corp. registered with the SEC or a state?**
Tower Financial Strategies Corp. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 293556.

**How much does Tower Financial Strategies Corp. manage?**
Tower Financial Strategies Corp. reports $3,232,320 in regulatory assets under management in its Form ADV filing dated January 2, 2026 (0% discretionary).

**What types of clients does Tower Financial Strategies Corp. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17).

**Does Tower Financial Strategies Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/293556

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,232,320
- Discretionary: $0
- Non-discretionary: $3,232,320

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $3,232,320 |

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tower Financial Strategies Corp. (CRD 293556): Form ADV filing data as of October 2026.
