# Toth Financial Advisory Corp

> Toth Financial Advisory Corp is an SEC-registered investment advisory firm in Leesburg, VA, registered since 1986, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 104952
- Filed as: TOTH FINANCIAL ADVISORY CORP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Leesburg, VA
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104952
- AdvisorCensus page: https://advisorcensus.com/firm/toth-financial-advisory-corp-leesburg-va-104952

## Quick answers

**How is Toth Financial Advisory Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Toth Financial Advisory Corp reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Toth Financial Advisory Corp located?**
Toth Financial Advisory Corp's principal office is in Leesburg, VA, according to its Form ADV.

**Is Toth Financial Advisory Corp registered with the SEC or a state?**
Toth Financial Advisory Corp is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 104952.

**How much does Toth Financial Advisory Corp manage?**
Toth Financial Advisory Corp reports $1,154,553,270 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (99% discretionary).

**How have Toth Financial Advisory Corp's assets and staff changed since 2021?**
In the Form ADV data for Toth Financial Advisory Corp: Regulatory assets under management: $732,501,041 in the October 2021 data and $1,154,553,270 in the October 2026 data, up 58%. Total employees: 17 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Toth Financial Advisory Corp serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (335); individuals (other than high net worth individuals) (312); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Toth Financial Advisory Corp use?**
Toth Financial Advisory Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does Toth Financial Advisory Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104952

**What changed in Toth Financial Advisory Corp's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $1,015,808,953 to $1,154,553,270 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,154,553,270
- Discretionary: $1,138,044,093
- Non-discretionary: $16,509,177

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 312 | $97,619,838 |
| High net worth individuals | 335 | $983,912,649 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $46,777,379 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $11,683,374 |
| Charitable organizations | 2 | $14,560,030 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 1986 (40 years)
- Employees: 18 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, CO, DC, FL, GA, MD, MO, NC, OH, OK, PA, SC, TN, TX, VA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tothfinancial.com
- LinkedIn @toth-financial-advisory-corporation

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $732,501,041 | 17 | April 8, 2021 |
| October 2022 | $899,452,887 | 15 | September 2, 2022 |
| October 2023 | $753,734,622 | 17 | March 24, 2023 |
| October 2024 | $865,899,358 | 18 | March 20, 2024 |
| October 2025 | $1,015,808,953 | 18 | March 11, 2025 |
| October 2026 | $1,154,553,270 | 18 | March 10, 2026 |

Regulatory assets under management: $732,501,041 in the October 2021 data and $1,154,553,270 in the October 2026 data, up 58%.
Total employees: 17 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 9 to 10.
- Regulatory assets under management went from $1,015,808,953 to $1,154,553,270 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Toth Financial Advisory Corp (CRD 104952): Form ADV filing data as of October 2026.