# Total Investment Management, Inc.

> Total Investment Management, Inc. is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 108818
- Filed as: TOTAL INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108818
- AdvisorCensus page: https://advisorcensus.com/firm/total-investment-management-inc-scottsdale-az-108818

## Quick answers

**How is Total Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Total Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**How much does Total Investment Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Flat fee: $2,250 (preparation of a financial plan); Flat fee: $500 (review of a financial plan). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Total Investment Management, Inc. located?**
Total Investment Management, Inc.'s principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Total Investment Management, Inc. registered with the SEC or a state?**
Total Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 108818.

**How much does Total Investment Management, Inc. manage?**
Total Investment Management, Inc. reports $1,352,142,086 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (93% discretionary).

**How have Total Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Total Investment Management, Inc.: Regulatory assets under management: $1,226,179,421 in the October 2021 data and $1,352,142,086 in the October 2026 data, up 10%. Total employees: 10 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Total Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (778); high net worth individuals (406); corporations or other businesses not listed above (2).

**Which custodians does Total Investment Management, Inc. use?**
Total Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and Great-West Life and Annuity Insurance Company as custodians holding 10% or more of its separately managed account assets.

**Does Total Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108818

**What changed in Total Investment Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. No longer lists an office in Park City, UT.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Flat fee: $2,250 (preparation of a financial plan)

> For TIM Basic and TIM Portfolio clients, TIM charges a fixed fee for preparation of a financial plan ($2,250) and

- Flat fee: $500 (review of a financial plan)

> For TIM Basic and TIM Portfolio clients, TIM charges a fixed fee for preparation of a financial plan ($2,250) and review of a financial plan ($500).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC
- Great-West Life and Annuity Insurance Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,352,142,086
- Discretionary: $1,255,124,727
- Non-discretionary: $97,017,359

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 778 | $476,062,426 |
| High net worth individuals | 406 | $875,552,860 |
| Corporations or other businesses not listed above | 2 | $526,800 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2008 (17 years)
- Employees: 12 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- timgt.com
- Facebook @TIMGTCREW
- Instagram @timgtcrew
- LinkedIn @TOTAL-INVESTMENT-MANAGEMENT
- LinkedIn @bryan-lee-cmt-107a6746
- LinkedIn @john-foster-95004837
- LinkedIn @johnwilliamgreer
- LinkedIn @patrick-brock-7b3490166
- LinkedIn @todd-m-foster-99a51a46
- X @TIMGTCREW
- YouTube @UCLIJGHSF3BPY4TH-3HBY5WQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,226,179,421 | 10 | March 19, 2021 |
| October 2022 | $1,304,224,594 | 10 | April 27, 2022 |
| October 2023 | $1,236,051,813 | 10 | February 24, 2023 |
| October 2024 | $1,196,259,533 | 10 | March 15, 2024 |
| October 2025 | $1,282,436,377 | 10 | March 25, 2025 |
| October 2026 | $1,352,142,086 | 12 | March 16, 2026 |

Regulatory assets under management: $1,226,179,421 in the October 2021 data and $1,352,142,086 in the October 2026 data, up 10%.
Total employees: 10 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 8.
- No longer lists an office in Park City, UT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Total Investment Management, Inc. (CRD 108818): Form ADV filing data as of October 2026.