{
  "crd_number": 108818,
  "slug": "total-investment-management-inc-scottsdale-az-108818",
  "primary_business_name": "TOTAL INVESTMENT MANAGEMENT, INC.",
  "legal_name": "TOTAL INVESTMENT MANAGEMENT, INC.",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-12-05",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-03-16",
  "carried_forward": false,
  "raum_total": 1352142086.0,
  "raum_discretionary": 1255124727.0,
  "raum_non_discretionary": 97017359.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 12,
  "advisory_employees": 8,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 476062426.0,
      "count": 778
    },
    "high_net_worth_individuals": {
      "raum": 875552860.0,
      "count": 406
    },
    "corporations_other_businesses": {
      "raum": 526800.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "HI",
    "ID",
    "IL",
    "IN",
    "KS",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "MS",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/TIMGTCREW",
    "https://instagram.com/timgtcrew",
    "https://linkedin.com/COMPANY/TOTAL-INVESTMENT-MANAGEMENT",
    "https://linkedin.com/in/bryan-lee-cmt-107a6746",
    "https://linkedin.com/in/john-foster-95004837",
    "https://linkedin.com/in/johnwilliamgreer",
    "https://linkedin.com/in/patrick-brock-7b3490166",
    "https://linkedin.com/in/todd-m-foster-99a51a46",
    "https://timgt.com",
    "https://twitter.com/TIMGTCREW",
    "https://youtube.com/CHANNEL/UCLIJGHSF3BPY4TH-3HBY5WQ"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108818",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/total-investment-management-inc-scottsdale-az-108818",
  "display_name": "Total Investment Management, Inc.",
  "summary": "Total Investment Management, Inc. is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 16, 2026.",
  "citation": "AdvisorCensus. Total Investment Management, Inc. (CRD 108818): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Total Investment Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Total Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Total Investment Management, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 16, 2026 states: Flat fee: $2,250 (preparation of a financial plan); Flat fee: $500 (review of a financial plan). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Total Investment Management, Inc. located?",
      "a": "Total Investment Management, Inc.'s principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is Total Investment Management, Inc. registered with the SEC or a state?",
      "a": "Total Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 108818."
    },
    {
      "q": "How much does Total Investment Management, Inc. manage?",
      "a": "Total Investment Management, Inc. reports $1,352,142,086 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (93% discretionary)."
    },
    {
      "q": "How have Total Investment Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Total Investment Management, Inc.: Regulatory assets under management: $1,226,179,421 in the October 2021 data and $1,352,142,086 in the October 2026 data, up 10%. Total employees: 10 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Total Investment Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (778); high net worth individuals (406); corporations or other businesses not listed above (2)."
    },
    {
      "q": "Which custodians does Total Investment Management, Inc. use?",
      "a": "Total Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and Great-West Life and Annuity Insurance Company as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Total Investment Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108818"
    },
    {
      "q": "What changed in Total Investment Management, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. No longer lists an office in Park City, UT."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1226179421.0,
      "total_employees": 10,
      "filing_date": "2021-03-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1304224594.0,
      "total_employees": 10,
      "filing_date": "2022-04-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1236051813.0,
      "total_employees": 10,
      "filing_date": "2023-02-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1196259533.0,
      "total_employees": 10,
      "filing_date": "2024-03-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1282436377.0,
      "total_employees": 10,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1352142086.0,
      "total_employees": 12,
      "filing_date": "2026-03-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 8.",
        "No longer lists an office in Park City, UT."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 16, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $2,250 (preparation of a financial plan)",
      "Flat fee: $500 (review of a financial plan)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,250 (preparation of a financial plan)"
        ],
        "quotes": [
          "For TIM Basic and TIM Portfolio clients, TIM charges a fixed fee for preparation of a financial plan ($2,250) and"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 (review of a financial plan)"
        ],
        "quotes": [
          "For TIM Basic and TIM Portfolio clients, TIM charges a fixed fee for preparation of a financial plan ($2,250) and review of a financial plan ($500)."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 2250.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "preparation of a financial plan"
        },
        {
          "kind": "flat",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "review of a financial plan"
        }
      ]
    },
    "quotes": [
      "For TIM Basic and TIM Portfolio clients, TIM charges a fixed fee for preparation of a financial plan ($2,250) and",
      "For TIM Basic and TIM Portfolio clients, TIM charges a fixed fee for preparation of a financial plan ($2,250) and review of a financial plan ($500)."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Great-West Life and Annuity Insurance Company",
      "name_as_filed": "GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/total-investment-management-inc-scottsdale-az-108818.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 778,
      "fewer_than_5": false,
      "raum": 476062426.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 406,
      "fewer_than_5": false,
      "raum": 875552860.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 526800.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108818",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}