# Top Tier Capital Partners, LLC

> Top Tier Capital Partners, LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2007, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 144546
- Filed as: TOP TIER CAPITAL PARTNERS, LLC
- Also doing business as: TOP TIER CAPITAL PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144546
- AdvisorCensus page: https://advisorcensus.com/firm/top-tier-capital-partners-llc-san-francisco-ca-144546

## Quick answers

**How is Top Tier Capital Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Top Tier Capital Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Top Tier Capital Partners, LLC located?**
Top Tier Capital Partners, LLC's principal office is in San Francisco, CA, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Top Tier Capital Partners, LLC registered with the SEC or a state?**
Top Tier Capital Partners, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 144546.

**How much does Top Tier Capital Partners, LLC manage?**
Top Tier Capital Partners, LLC reports $7,269,691,312 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (93% discretionary).

**How have Top Tier Capital Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Top Tier Capital Partners, LLC: Regulatory assets under management: $5,144,017,412 in the October 2021 data and $7,269,691,312 in the October 2026 data, up 41%. Total employees: 26 in October 2021 and 41 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Top Tier Capital Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (43).

**Does Top Tier Capital Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144546

**What changed in Top Tier Capital Partners, LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $7,269,691,312
- Discretionary: $6,736,730,480
- Non-discretionary: $532,960,832

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 43 | $7,269,691,312 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2007 (19 years)
- Employees: 41 total, 21 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Boston, MA
- London

### Websites listed on Form ADV (Item 1.I)
- toptiercapitalpartners.com
- ttcp.com
- LinkedIn @TOP-TIER-CAPITAL-PARTNERS
- X @TTCP_SF

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,144,017,412 | 26 | April 30, 2021 |
| October 2022 | $8,129,560,193 | 37 | March 31, 2022 |
| October 2023 | $7,875,234,490 | 41 | March 31, 2023 |
| October 2024 | $7,179,290,605 | 48 | May 10, 2024 |
| October 2025 | $6,997,718,981 | 47 | March 28, 2025 |
| October 2026 | $7,269,691,312 | 41 | September 22, 2026 |

Regulatory assets under management: $5,144,017,412 in the October 2021 data and $7,269,691,312 in the October 2026 data, up 41%.
Total employees: 26 in October 2021 and 41 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Top Tier Capital Partners, LLC (CRD 144546): Form ADV filing data as of October 2026.