# Toomey Investment Management, Inc

> Toomey Investment Management, Inc is an SEC-registered investment advisory firm in Wallingford, CT, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 127346
- Filed as: TOOMEY INVESTMENT MANAGEMENT, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wallingford, CT
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127346
- AdvisorCensus page: https://advisorcensus.com/firm/toomey-investment-management-inc-wallingford-ct-127346

## Quick answers

**How is Toomey Investment Management, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Toomey Investment Management, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Toomey Investment Management, Inc charge?**
Its Form ADV Part 2A brochure dated January 27, 2026 states: Asset-based fee: 0.4% to 2% a year (a range, as the brochure states it); Hourly rate: $50 to $400 an hour (Financial Planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Toomey Investment Management, Inc located?**
Toomey Investment Management, Inc's principal office is in Wallingford, CT, according to its Form ADV.

**Is Toomey Investment Management, Inc registered with the SEC or a state?**
Toomey Investment Management, Inc is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 127346.

**How much does Toomey Investment Management, Inc manage?**
Toomey Investment Management, Inc reports $321,024,425 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (98% discretionary).

**How have Toomey Investment Management, Inc's assets and staff changed since 2021?**
In the Form ADV data for Toomey Investment Management, Inc: Regulatory assets under management: $160,941,055 in the October 2021 data and $321,024,425 in the October 2026 data, up 99%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Toomey Investment Management, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,215); high net worth individuals (76); pension and profit sharing plans (but not the plan participants or government pension plans) (6).

**Which custodians does Toomey Investment Management, Inc use?**
Toomey Investment Management, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments as a custodian holding 10% or more of its separately managed account assets.

**Does Toomey Investment Management, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127346

**What changed in Toomey Investment Management, Inc's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $270,635,074 to $321,024,425 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 27, 2026)

- Asset-based fee: 0.4% to 2% a year (a range, as the brochure states it)

> Our annual fees for Investment Supervisory Services are based upon a percentage of assets under management and generally range from .40% to 2.00%.

- Hourly rate: $50 to $400 an hour (Financial Planning fees)

> Our Financial Planning fees are calculated and charged on an hourly basis, ranging from $50 to $400 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Investments

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $321,024,425
- Discretionary: $315,061,588
- Non-discretionary: $5,962,837

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,215 | $169,767,552 |
| High net worth individuals | 76 | $139,433,294 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $8,814,354 |
| Charitable organizations | 3 | $1,440,996 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 2 | $1,568,229 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, LA, MA, NC, NH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- learntheloop.com
- toomeyinvest.com
- Facebook @ToomeyInvest
- Instagram @toomeyinvest
- LinkedIn @toomey-investment-management-inc
- X @ToomeyInvest

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $160,941,055 | 3 | February 5, 2021 |
| October 2022 | $201,616,700 | 3 | February 4, 2022 |
| October 2023 | $183,370,155 | 3 | February 1, 2023 |
| October 2024 | $220,836,097 | 3 | January 25, 2024 |
| October 2025 | $270,635,074 | 3 | February 11, 2025 |
| October 2026 | $321,024,425 | 3 | January 27, 2026 |

Regulatory assets under management: $160,941,055 in the October 2021 data and $321,024,425 in the October 2026 data, up 99%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $270,635,074 to $321,024,425 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Toomey Investment Management, Inc (CRD 127346): Form ADV filing data as of October 2026.