# Tone Financial Advisors, LLC

> Tone Financial Advisors, LLC is a state-registered investment advisory firm, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 139873
- Filed as: TONE FINANCIAL ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Wisconsin
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/139873
- AdvisorCensus page: https://advisorcensus.com/firm/tone-financial-advisors-llc-139873

## Quick answers

**How is Tone Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tone Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Tone Financial Advisors, LLC registered with the SEC or a state?**
Tone Financial Advisors, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 139873.

**How much does Tone Financial Advisors, LLC manage?**
Tone Financial Advisors, LLC reports $4,838,464 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Tone Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22).

**Does Tone Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/139873

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,838,464
- Discretionary: $4,838,464
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $4,838,464 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tone Financial Advisors, LLC (CRD 139873): Form ADV filing data as of October 2026.