{
  "crd_number": 287941,
  "slug": "tolsma-investments-llc-287941",
  "primary_business_name": "TOLSMA INVESTMENTS, LLC",
  "legal_name": "TOLSMA INVESTMENTS, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-07-13",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-04-02",
  "carried_forward": false,
  "raum_total": 552726765.0,
  "raum_discretionary": 26868904.0,
  "raum_non_discretionary": 525857861.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 3821251.0,
      "count": 95
    },
    "high_net_worth_individuals": {
      "raum": 548905514.0,
      "count": 120
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "WA"
  ],
  "websites": [
    "https://facebook.com/Tolsma-Investments-LLC",
    "https://linkedin.com/IN/JEFFTOLSMA",
    "https://tolsmainvestments.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287941",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/tolsma-investments-llc-287941",
  "display_name": "Tolsma Investments, LLC",
  "summary": "Tolsma Investments, LLC is an SEC-registered investment advisory firm, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 2, 2026.",
  "citation": "AdvisorCensus. Tolsma Investments, LLC (CRD 287941): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Tolsma Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tolsma Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Tolsma Investments, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated April 2, 2026 states: Asset-based fee: 1% of assets a year; Subscription: $4,000 a year (retainer services engagement). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Tolsma Investments, LLC registered with the SEC or a state?",
      "a": "Tolsma Investments, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 287941."
    },
    {
      "q": "How much does Tolsma Investments, LLC manage?",
      "a": "Tolsma Investments, LLC reports $552,726,765 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (5% discretionary)."
    },
    {
      "q": "How have Tolsma Investments, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Tolsma Investments, LLC: Regulatory assets under management: $275,197,165 in the October 2021 data and $552,726,765 in the October 2026 data, up 101%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Tolsma Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (120); individuals (other than high net worth individuals) (95)."
    },
    {
      "q": "Which custodians does Tolsma Investments, LLC use?",
      "a": "Tolsma Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Tolsma Investments, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287941"
    },
    {
      "q": "Does Tolsma Investments, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 2, 2026 says: \"We do not require minimum income, minimum asset levels or other similar preconditions.\""
    },
    {
      "q": "What changed in Tolsma Investments, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Regulatory assets under management went from $410,947,827 to $552,726,765 (+35%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 275197165.0,
      "total_employees": 1,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 411917405.0,
      "total_employees": 1,
      "filing_date": "2022-03-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 318067786.0,
      "total_employees": 1,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 386344827.0,
      "total_employees": 1,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 410947827.0,
      "total_employees": 1,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 552726765.0,
      "total_employees": 1,
      "filing_date": "2026-04-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Regulatory assets under management went from $410,947,827 to $552,726,765 (+35%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 2, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "1% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $4,000 a year (retainer services engagement)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% of assets a year"
        ],
        "quotes": [
          "The cost for this engagement will be 1% of the assets under management."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not require minimum income, minimum asset levels or other similar preconditions."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $4,000 a year (retainer services engagement)"
        ],
        "quotes": [
          "The retainer fee is $4,000 per year, paid in equal monthly or quarterly installment periods."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": 4000.0,
          "min": null,
          "max": null,
          "period": "annual",
          "service": "retainer services engagement"
        }
      ]
    },
    "quotes": [
      "The cost for this engagement will be 1% of the assets under management.",
      "We do not require minimum income, minimum asset levels or other similar preconditions.",
      "The retainer fee is $4,000 per year, paid in equal monthly or quarterly installment periods."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/tolsma-investments-llc-287941.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 95,
      "fewer_than_5": false,
      "raum": 3821251.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 120,
      "fewer_than_5": false,
      "raum": 548905514.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287941",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}