# Tokio Marine Asset Management (USA), Ltd.

> Tokio Marine Asset Management (USA), Ltd. is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 13, 2026.

- CRD: 158632
- Filed as: TOKIO MARINE ASSET MANAGEMENT (USA), LTD.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158632
- AdvisorCensus page: https://advisorcensus.com/firm/tokio-marine-asset-management-usa-ltd-new-york-ny-158632

## Quick answers

**How is Tokio Marine Asset Management (USA), Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Tokio Marine Asset Management (USA), Ltd. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Tokio Marine Asset Management (USA), Ltd. located?**
Tokio Marine Asset Management (USA), Ltd.'s principal office is in New York, NY, according to its Form ADV.

**Is Tokio Marine Asset Management (USA), Ltd. registered with the SEC or a state?**
Tokio Marine Asset Management (USA), Ltd. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 158632.

**How much does Tokio Marine Asset Management (USA), Ltd. manage?**
Tokio Marine Asset Management (USA), Ltd. reports $1,210,110,140 in regulatory assets under management in its Form ADV filing dated April 13, 2026 (100% discretionary).

**How have Tokio Marine Asset Management (USA), Ltd.'s assets and staff changed since 2021?**
In the Form ADV data for Tokio Marine Asset Management (USA), Ltd.: Regulatory assets under management: $1,792,024,597 in the October 2021 data and $1,210,110,140 in the October 2026 data, down 32%. Total employees: 11 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tokio Marine Asset Management (USA), Ltd. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Tokio Marine Asset Management (USA), Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158632

**What changed in Tokio Marine Asset Management (USA), Ltd.'s recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $1,210,110,140
- Discretionary: $1,210,110,140
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,210,110,140 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 16 total, 14 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,792,024,597 | 11 | March 8, 2021 |
| October 2022 | $1,653,093,729 | 10 | February 22, 2022 |
| October 2023 | $1,384,780,081 | 13 | April 11, 2023 |
| October 2024 | $1,755,862,550 | 14 | July 2, 2024 |
| October 2025 | $1,743,669,445 | 14 | March 7, 2025 |
| October 2026 | $1,210,110,140 | 16 | April 13, 2026 |

Regulatory assets under management: $1,792,024,597 in the October 2021 data and $1,210,110,140 in the October 2026 data, down 32%.
Total employees: 11 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 12 to 14.
- Regulatory assets under management went from $1,743,669,445 to $1,210,110,140 (-31%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tokio Marine Asset Management (USA), Ltd. (CRD 158632): Form ADV filing data as of October 2026.