{
  "crd_number": 297965,
  "slug": "toce-financial-group-llc-mandeville-la-297965",
  "primary_business_name": "TOCE FINANCIAL GROUP LLC",
  "legal_name": "TOCE FINANCIAL GROUP LLC",
  "dbas": [],
  "city": "Mandeville",
  "state": "LA",
  "country": "United States",
  "cbsa_code": "43640",
  "metro": {
    "cbsa_code": "43640",
    "common_name": "Slidell",
    "msa_name": "Slidell-Mandeville-Covington, LA",
    "path": "/advisors/la/slidell"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2025-03-21",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-07-21",
  "carried_forward": false,
  "raum_total": 19201642.0,
  "raum_discretionary": 19201642.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 358288.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 16145988.0,
      "count": 129
    },
    "pension_profit_sharing": {
      "raum": 2697366.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "LA"
  ],
  "websites": [
    "https://blaketocefinancial.substack.com",
    "https://facebook.com/TOCEFINANCIALGROUP",
    "https://instagram.com/toce.finance?hl=en",
    "https://linkedin.com/company/tocefinancialgroup",
    "https://linkedin.com/in/blake-eiermann-03a934250",
    "https://toce.substack.com/publish",
    "https://tocefinancial.com",
    "https://twitter.com/ToceFinancial",
    "https://x.com/Blake_TFG",
    "https://x.com/TheBlindSeer_",
    "https://x.com/ToceFinancial?s=20"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297965",
  "city_as_filed": "MANDEVILLE",
  "url": "https://advisorcensus.com/firm/toce-financial-group-llc-mandeville-la-297965",
  "display_name": "Toce Financial Group LLC",
  "summary": "Toce Financial Group LLC is a state-registered investment advisory firm in Mandeville, LA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 21, 2026.",
  "citation": "AdvisorCensus. Toce Financial Group LLC (CRD 297965): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Toce Financial Group LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Toce Financial Group LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Toce Financial Group LLC located?",
      "a": "Toce Financial Group LLC's principal office is in Mandeville, LA, according to its Form ADV."
    },
    {
      "q": "Is Toce Financial Group LLC registered with the SEC or a state?",
      "a": "Toce Financial Group LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 297965."
    },
    {
      "q": "How much does Toce Financial Group LLC manage?",
      "a": "Toce Financial Group LLC reports $19,201,642 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Toce Financial Group LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (129)."
    },
    {
      "q": "Does Toce Financial Group LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/297965"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/toce-financial-group-llc-mandeville-la-297965.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 129,
      "fewer_than_5": false,
      "raum": 16145988.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2697366.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 358288.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297965",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}