{
  "crd_number": 168265,
  "slug": "toccata-capital-168265",
  "primary_business_name": "TOCCATA CAPITAL",
  "legal_name": "TOCCATA CAPITAL LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-06-13",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-01-06",
  "carried_forward": false,
  "raum_total": 50000000.0,
  "raum_discretionary": 50000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 50000000.0,
      "count": null,
      "description": "ENDOWMENT, SMA",
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://toccap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168265",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/toccata-capital-168265",
  "display_name": "Toccata Capital",
  "summary": "Toccata Capital is an SEC-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.",
  "citation": "AdvisorCensus. Toccata Capital (CRD 168265): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Toccata Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Toccata Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Toccata Capital registered with the SEC or a state?",
      "a": "Toccata Capital is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 168265."
    },
    {
      "q": "How much does Toccata Capital manage?",
      "a": "Toccata Capital reports $50,000,000 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (100% discretionary)."
    },
    {
      "q": "How have Toccata Capital's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Toccata Capital: Regulatory assets under management: $50,000,000 in the October 2025 data and $50,000,000 in the October 2026 data, unchanged. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Which custodians does Toccata Capital use?",
      "a": "Toccata Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Toccata Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168265"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2020-10-14"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-10-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-11-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-07-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 50000000.0,
      "total_employees": 1,
      "filing_date": "2025-05-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 50000000.0,
      "total_employees": 1,
      "filing_date": "2026-01-06"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "State Street",
      "name_as_filed": "STATE STREET",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/toccata-capital-168265.md",
  "clients": [
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 50000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168265",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}