# Toberman Becker Wealth, LLC

> Toberman Becker Wealth, LLC is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 22, 2026.

- CRD: 310346
- Filed as: TOBERMAN BECKER WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: May 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310346
- AdvisorCensus page: https://advisorcensus.com/firm/toberman-becker-wealth-llc-st-louis-mo-310346

## Quick answers

**How is Toberman Becker Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Toberman Becker Wealth, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Toberman Becker Wealth, LLC charge?**
Its Form ADV Part 2A brochure dated February 16, 2026 states: Asset-based fee: 0.75% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Toberman Becker Wealth, LLC located?**
Toberman Becker Wealth, LLC's principal office is in St. Louis, MO, according to its Form ADV.

**Is Toberman Becker Wealth, LLC registered with the SEC or a state?**
Toberman Becker Wealth, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 310346.

**How much does Toberman Becker Wealth, LLC manage?**
Toberman Becker Wealth, LLC reports $170,793,879 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (100% discretionary).

**How have Toberman Becker Wealth, LLC's assets and staff changed since 2025?**
In the Form ADV data for Toberman Becker Wealth, LLC: Regulatory assets under management: $115,094,690 in the October 2025 data and $170,793,879 in the October 2026 data, up 48%. Total employees: 2 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Toberman Becker Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (65); individuals (other than high net worth individuals) (37).

**Which custodians does Toberman Becker Wealth, LLC use?**
Toberman Becker Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Toberman Becker Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310346

**What changed in Toberman Becker Wealth, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $115,094,690 to $170,793,879 (+48%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 16, 2026)

- Asset-based fee: 0.75% of assets a year

> Our standard advisory fee is based on the market value of the assets under management and is calculated as follows: Account Value Annual Advisory Fee All Assets Under Management 0.75%

> TBW, in its sole discretion, may negotiate to charge a lesser fee based upon certain criteria, such as the complexity of the client’s portfolio.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $170,793,879
- Discretionary: $170,793,879
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $18,790,458 |
| High net worth individuals | 65 | $151,977,436 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $25,985 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, MO, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [craigtoberman.com](https://craigtoberman.com)
- [tobermanbecker.com](https://tobermanbecker.com)
- Facebook @tobermanbecker
- Instagram @tobermanbecker
- LinkedIn @toberman-becker
- LinkedIn @craigtoberman
- LinkedIn @michael-o-becker
- LinkedIn @mikeholtz-cfp
- X @tobermanbecker
- YouTube @craigtoberman
- YouTube @tobermanbecker

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $115,094,690 | 2 | July 3, 2025 |
| October 2026 | $170,793,879 | 3 | May 22, 2026 |

Regulatory assets under management: $115,094,690 in the October 2025 data and $170,793,879 in the October 2026 data, up 48%.
Total employees: 2 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $115,094,690 to $170,793,879 (+48%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Toberman Becker Wealth, LLC (CRD 310346): Form ADV filing data as of October 2026.