{
  "crd_number": 335750,
  "slug": "tmb-capital-partners-llc-little-rock-ar-335750",
  "primary_business_name": "TMB CAPITAL PARTNERS, LLC",
  "legal_name": "TMB CAPITAL PARTNERS, LLC",
  "dbas": [],
  "city": "Little Rock",
  "state": "AR",
  "country": "United States",
  "cbsa_code": "30780",
  "metro": {
    "cbsa_code": "30780",
    "common_name": "Little Rock",
    "msa_name": "Little Rock-North Little Rock-Conway, AR",
    "path": "/advisors/ar/little-rock"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-04-30",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-09-15",
  "carried_forward": false,
  "raum_total": 867846603.0,
  "raum_discretionary": 867846603.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 87549165.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 185481995.0,
      "count": 346
    },
    "banking_thrift": {
      "raum": 1297703.0,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 1862913.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 375464355.0,
      "count": 63
    },
    "corporations_other_businesses": {
      "raum": 216190472.0,
      "count": 23
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "FL",
    "LA",
    "MS",
    "NY",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/search/top?q=tmb+capital+partners",
    "https://instagram.com/tmbcapitalpartners",
    "https://linkedin.com/company/tmbcapitalpartners",
    "https://tmbcapitalpartners.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335750",
  "city_as_filed": "LITTLE ROCK",
  "url": "https://advisorcensus.com/firm/tmb-capital-partners-llc-little-rock-ar-335750",
  "display_name": "TMB Capital Partners, LLC",
  "summary": "TMB Capital Partners, LLC is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 15, 2026.",
  "citation": "AdvisorCensus. TMB Capital Partners, LLC (CRD 335750): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is TMB Capital Partners, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), TMB Capital Partners, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is TMB Capital Partners, LLC located?",
      "a": "TMB Capital Partners, LLC's principal office is in Little Rock, AR, according to its Form ADV."
    },
    {
      "q": "Is TMB Capital Partners, LLC registered with the SEC or a state?",
      "a": "TMB Capital Partners, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335750."
    },
    {
      "q": "How much does TMB Capital Partners, LLC manage?",
      "a": "TMB Capital Partners, LLC reports $867,846,603 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary)."
    },
    {
      "q": "How have TMB Capital Partners, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for TMB Capital Partners, LLC: Regulatory assets under management: $0 in the October 2025 data and $867,846,603 in the October 2026 data. Total employees: 6 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does TMB Capital Partners, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (346); high net worth individuals (63); corporations or other businesses not listed above (23)."
    },
    {
      "q": "Which custodians does TMB Capital Partners, LLC use?",
      "a": "TMB Capital Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does TMB Capital Partners, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335750"
    },
    {
      "q": "Does TMB Capital Partners, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 4, 2026 says: \"TMB Capital generally does not impose a minimum account size for establishing a relationship.\" \"TMB Capital generally does not impose a minimum relationship size.\""
    },
    {
      "q": "What changed in TMB Capital Partners, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Registered or notice-filed in NY."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 6,
      "filing_date": "2025-05-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 867846603.0,
      "total_employees": 6,
      "filing_date": "2026-09-15"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Registered or notice-filed in NY."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $0 to $834,325,110.",
        "Registered or notice-filed in FL, LA, MS, TN, TX, VA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "TMB Capital generally does not impose a minimum account size for establishing a relationship.",
          "TMB Capital generally does not impose a minimum relationship size."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "TMB Capital generally does not impose a minimum account size for establishing a relationship.",
      "TMB Capital generally does not impose a minimum relationship size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/tmb-capital-partners-llc-little-rock-ar-335750.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 346,
      "fewer_than_5": false,
      "raum": 185481995.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 63,
      "fewer_than_5": false,
      "raum": 375464355.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 1297703.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1862913.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 87549165.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 23,
      "fewer_than_5": false,
      "raum": 216190472.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335750",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
